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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTR
2801
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.96M ﹤0.01%
17,790
+2,922
+20% +$321K
XLI icon
2802
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.96M ﹤0.01%
37,500
-645,200
-95% -$31.7M
EPR icon
2803
EPR Properties
EPR
$4.92B
$1.96M ﹤0.01%
39,829
-16,428
-29% -$823K
SABA
2804
Saba Capital Income & Opportunities Fund II
SABA
$221M
$1.95M ﹤0.01%
122,493
-72,850
-37% -$1.19M
DFS
2805
PUT
DELISTED
Discover Financial Services
DFS
$1.95M ﹤0.01%
34,800
+15,100
+77% +$791K
WPZ
2806
CALL
DELISTED
Williams Partners L.P.
WPZ
$1.95M ﹤0.01%
36,498
-6,685
-15% -$327K
SHPG
2807
DELISTED
Shire pic
SHPG
$1.95M ﹤0.01%
13,772
-16
-0.1% -$2.1K
AMAT icon
2808
PUT
Applied Materials
AMAT
$378B
$1.95M ﹤0.01%
110,000
+35,200
+47% +$613K
FLIR
2809
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1.94M ﹤0.01%
64,540
+14,441
+29% +$427K
MFG icon
2810
Mizuho Financial
MFG
$123B
$1.94M ﹤0.01%
445,290
-10,172
-2% -$43K
PFN
2811
PIMCO Income Strategy Fund II
PFN
$692M
$1.94M ﹤0.01%
194,734
+5,337
+3% +$54.2K
TTWO icon
2812
Take-Two Interactive
TTWO
$46B
$1.94M ﹤0.01%
111,405
-89,406
-45% -$1.55M
IVH
2813
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.93M ﹤0.01%
+107,500
New +$1.91M
RHI icon
2814
Robert Half
RHI
$4.04B
$1.93M ﹤0.01%
45,997
-2,009
-4% -$79.1K
HSNI
2815
DELISTED
HSN, Inc.
HSNI
$1.93M ﹤0.01%
31,004
+19,781
+176% +$1.12M
MUA icon
2816
BlackRock MuniAssets Fund
MUA
$518M
$1.93M ﹤0.01%
167,147
+16,551
+11% +$193K
RNDY
2817
DELISTED
ROUNDYS INC COM STK
RNDY
$1.93M ﹤0.01%
195,899
+27,681
+16% +$250K
AU icon
2818
AngloGold Ashanti
AU
$39.9B
$1.93M ﹤0.01%
164,445
-157,049
-49% -$2.14M
GLUU
2819
DELISTED
Glu Mobile Inc.
GLUU
$1.93M ﹤0.01%
496,704
+305,262
+159% +$1.04M
GOLD
2820
DELISTED
Randgold Resources Ltd
GOLD
$1.93M ﹤0.01%
31,123
-17,390
-36% -$1.19M
MUI
2821
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.92M ﹤0.01%
138,401
+10,002
+8% +$136K
DRH icon
2822
Diamondrock Hospitality Co
DRH
$2.67B
$1.92M ﹤0.01%
166,474
+77,561
+87% +$879K
P
2823
CALL
DELISTED
Pandora Media Inc
P
$1.92M ﹤0.01%
72,300
+19,900
+38% +$545K
XHS icon
2824
State Street SPDR S&P Health Care Services ETF
XHS
$211M
$1.92M ﹤0.01%
42,356
+38,628
+1,036% +$1.7M
DPG
2825
Duff & Phelps Utility and Infrastructure Fund
DPG
$532M
$1.92M ﹤0.01%
100,547
+27,923
+38% +$530K
111 112
113
114 115

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.