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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYZ icon
2651
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$78.2M
$2.58M ﹤0.01%
46,660
+11,603
+33% +$653K
CHU
2652
DELISTED
China Unicom (HONG KONG) Limited
CHU
$2.58M ﹤0.01%
171,537
-16,622
-9% -$278K
EUM icon
2653
ProShares Trust Short MSCI Emerging Markets
EUM
$9.41M
$2.57M ﹤0.01%
50,500
+16,688
+49% +$805K
GOVI icon
2654
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$2.57M ﹤0.01%
81,863
-1,021
-1% -$32K
RYL
2655
DELISTED
RYLAND GROUP INC
RYL
$2.57M ﹤0.01%
77,375
-24,208
-24% -$880K
NUS icon
2656
PUT
Nu Skin
NUS
$241M
$2.57M ﹤0.01%
57,100
+55,600
+3,707% +$2.96M
CRR
2657
DELISTED
Carbo Ceramics Inc.
CRR
$2.57M ﹤0.01%
43,386
+39,476
+1,010% +$4.5M
FEZ icon
2658
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.57B
$2.57M ﹤0.01%
64,700
+63,800
+7,089% +$2.63M
TCO
2659
DELISTED
Taubman Centers Inc.
TCO
$2.57M ﹤0.01%
35,202
+50
+0.1% +$3.76K
GL icon
2660
Globe Life
GL
$14.1B
$2.57M ﹤0.01%
49,007
+14,963
+44% +$808K
ODP
2661
DELISTED
ODP
ODP
$2.57M ﹤0.01%
49,927
+22,572
+83% +$1.19M
HCC
2662
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$2.56M ﹤0.01%
53,068
+1,522
+3% +$74K
THC icon
2663
Tenet Healthcare
THC
$20.9B
$2.56M ﹤0.01%
43,144
+14,049
+48% +$784K
SFM icon
2664
Sprouts Farmers Market
SFM
$7.9B
$2.55M ﹤0.01%
87,811
+33,958
+63% +$1.05M
GOLD
2665
DELISTED
Randgold Resources Ltd
GOLD
$2.55M ﹤0.01%
38,241
+2,169
+6% +$175K
DNOW icon
2666
DNOW Inc
DNOW
$3.02B
$2.54M ﹤0.01%
83,686
-26,986
-24% -$884K
MMD
2667
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$2.54M ﹤0.01%
142,248
+40,079
+39% +$704K
WX
2668
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$2.53M ﹤0.01%
72,267
-22,528
-24% -$772K
TXN icon
2669
CALL
Texas Instruments
TXN
$258B
$2.52M ﹤0.01%
52,900
-12,600
-19% -$604K
HPQ icon
2670
CALL
HP
HPQ
$26.8B
$2.52M ﹤0.01%
156,562
+16,625
+12% +$270K
HILL
2671
DELISTED
DOT HILL SYSTEMS CORP
HILL
$2.52M ﹤0.01%
667,203
-7,550
-1% -$29.6K
WOR icon
2672
Worthington Enterprises
WOR
$2.81B
$2.52M ﹤0.01%
109,696
+14,876
+16% +$370K
GME icon
2673
CALL
GameStop
GME
$8.42B
$2.51M ﹤0.01%
244,000
+196,800
+417% +$2.09M
EWRM
2674
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$2.51M ﹤0.01%
50,933
+27,233
+115% +$1.37M
NSL
2675
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.51M ﹤0.01%
375,192
-208,737
-36% -$1.44M
105 106
107
108 109

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.