UBS’s STAAR Surgical STAA Stock Holding History

UBS’s Portfolio STAA Stock Details STAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$13K	Sell	1,245 -1,900	-60%	-$22.6K	﹤0.01%	8544
2014 Q2	$53K	Sell	3,145 -104,900	-97%	-$1.73M	﹤0.01%	6776
2014 Q1	$2.03M	Buy	108,045 +16,074	+17%	+$259K	﹤0.01%	2771
2013 Q4	$1.49M	Buy	91,971 +74,826	+436%	+$1M	﹤0.01%	3118
2013 Q3	$232K	Buy	17,145 +16,289	+1,903%	+$192K	﹤0.01%	5005
2013 Q2	$9K	Buy	+856	New	+$6.93K	﹤0.01%	8748

Other funds holding STAA

Broadwood Capital New York $1.42B AUM 34.72% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

PAI

Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

CAM

Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

TAM

Tiverton Asset Management Wilimington, Delaware $2.88B AUM 5.6% 1-Year Est. Return

GPGA

Grandeur Peak Global Advisors Salt Lake City, Utah $427M AUM 39.14% 1-Year Est. Return

UBS's STAA Position: Q3 2014 in Review

UBS reduced its STAAR Surgical (STAA) stake by 60% in Q3 2014, selling an estimated $22.6K and leaving 1,245 shares worth $13K. The position accounts for ﹤0.01% of the portfolio, ranked #8544.

UBS first reported a position in STAA in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.03M in Q1 2014. 85 funds tracked by Wall St. Rank hold STAA as of Q3 2014.

UBS held 1,245 shares of STAAR Surgical worth $13K as of Q3 2014.
UBS sold 1,900 STAAR Surgical shares in Q3 2014, an estimated $22.6K.
STAAR Surgical made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8544 holding.
UBS first reported a position in STAAR Surgical in Q2 2013 and has held it in 6 quarters since.
UBS's STAAR Surgical position peaked at $2.03M in Q1 2014.
85 funds tracked by Wall St. Rank held STAAR Surgical as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.