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STAAR Surgical

92 hedge funds and large institutions have $476M invested in STAAR Surgical in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

188% more call options, than puts

Call options by funds: $5.03M | Put options by funds: $1.74M

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

23% more capital invested

Capital invested by funds: $386M → $476M (+$90.4M)

10% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 30

7% more funds holding

Funds holding: 8692 (+6)

Holders
92
Holders Change
+6
Holders Change %
+6.98%
% of All Funds
2.67%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
14
Increased
33
Reduced
30
Closed
7
Calls
$5.03M
Puts
$1.74M
Net Calls
+$3.28M
Net Calls Change
-$113K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$112M +$6.49M +485,456 +8%
PI
2
Putnam Investments
Massachusetts
$79.8M +$1.68M +125,561 +3%
PAI
3
Palo Alto Investors
California
$52M +$39.3K +2,935 +0.1%
Ameriprise
4
Ameriprise
Minnesota
$35M -$4.09M -306,044 -12%
NC
5
Northpointe Capital
Michigan
$17.1M +$680K +50,870 +5%
BFA
6
BlackRock Fund Advisors
California
$16.3M -$446K -33,321 -3%
Vanguard Group
7
Vanguard Group
Pennsylvania
$16.1M +$286K +21,371 +2%
BIT
8
BlackRock Institutional Trust
California
$15.8M -$66K -4,936 -0.5%
CAM
9
Cortina Asset Management
Wisconsin
$13.6M +$615K +45,961 +6%
State Street
10
State Street
Massachusetts
$9.86M +$229K +17,128 +3%
Northern Trust
11
Northern Trust
Illinois
$8.44M +$216K +16,172 +3%
HA
12
Heartland Advisors
Wisconsin
$8.1M -$6.69M -500,000 -50%
Allianz Asset Management
13
Allianz Asset Management
Germany
$6.16M +$181K +13,548 +4%
GPGA
14
Grandeur Peak Global Advisors
Utah
$5.99M +$1.23M +91,600 +33%
Dimensional Fund Advisors
15
Dimensional Fund Advisors
Texas
$5.93M
1CM
16
1492 Capital Management
Wisconsin
$5.05M +$4.17M +311,820 New
RA
17
Royce & Associates
New York
$3.78M +$3.12M +233,276 New
EIM
18
Essex Investment Management
Massachusetts
$3.66M +$45K +3,363 +2%
GIM
19
Granahan Investment Management
Massachusetts
$3.36M +$1.48M +110,447 +114%
Principal Financial Group
20
Principal Financial Group
Iowa
$3.3M +$8.67K +648 +0.3%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$3.18M -$42.9K -3,205 -2%
DCM
22
Driehaus Capital Management
Illinois
$2.81M +$46.4K +3,471 +2%
FLAM
23
First Light Asset Management
Minnesota
$2.66M +$2.19M +164,021 New
Federated Hermes
24
Federated Hermes
Pennsylvania
$2.42M +$1.93M +144,489 +2,903%
TCIM
25
TIAA CREF Investment Management
New York
$2.38M -$820K -61,333 -29%

STAA Hedge Fund Activity: Q4 2013 in Review

92 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in STAAR Surgical (STAA) for Q4 2013, worth a combined $476M — up 23% from $386M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new STAA positions and 7 closed out — a net gain of 7 holders — while 33 added to existing stakes and 30 trimmed.

The largest buyer was Broadwood Capital, adding an estimated $6.49M. The largest seller was Heartland Advisors, cutting an estimated $6.69M.

  • 92 institutional investors held STAAR Surgical (STAA) as of Q4 2013, up from 86 in Q3 2013.
  • Funds reported $476M of STAAR Surgical stock for Q4 2013, up 23% quarter-over-quarter.
  • 14 funds opened new STAAR Surgical positions in Q4 2013 and 7 closed out, a net change of +7 holders.
  • The largest STAAR Surgical buyer in Q4 2013 was Broadwood Capital, an estimated $6.49M added.
  • The largest STAAR Surgical seller in Q4 2013 was Heartland Advisors, an estimated $6.69M sold.

Based on aggregated 13F filings for Q4 2013.