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STAAR Surgical

86 hedge funds and large institutions have $386M invested in STAAR Surgical in 2013 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 35 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

334% more call options, than puts

Call options by funds: $4.41M | Put options by funds: $1.02M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

52% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 23

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

35% more capital invested

Capital invested by funds: $286M → $386M (+$99.5M)

4% more funds holding

Funds holding: 8386 (+3)

Holders
86
Holders Change
+3
Holders Change %
+3.61%
% of All Funds
2.79%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
13
Increased
35
Reduced
23
Closed
9
Calls
$4.41M
Puts
$1.02M
Net Calls
+$3.4M
Net Calls Change
+$3.39M
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$86.7M
PI
2
Putnam Investments
Massachusetts
$65M +$2.13M +181,183 +4%
PAI
3
Palo Alto Investors
California
$43.5M
Ameriprise
4
Ameriprise
Minnesota
$33.4M -$5.35M -454,977 -16%
BFA
5
BlackRock Fund Advisors
California
$14.1M +$1.41M +120,240 +13%
NC
6
Northpointe Capital
Michigan
$13.6M +$3.76M +320,113 +47%
HA
7
Heartland Advisors
Wisconsin
$13.5M
BIT
8
BlackRock Institutional Trust
California
$13.3M -$275K -23,398 -2%
Vanguard Group
9
Vanguard Group
Pennsylvania
$13.2M -$117K -9,925 -1%
CAM
10
Cortina Asset Management
Wisconsin
$10.7M -$1.66M -140,849 -15%
State Street
11
State Street
Massachusetts
$8.01M +$24.1K +2,048 +0.3%
Northern Trust
12
Northern Trust
Illinois
$6.84M +$5.91K +503 +0.1%
Allianz Asset Management
13
Allianz Asset Management
Germany
$4.97M +$393K +33,416 +10%
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
$4.96M -$81K -6,893 -2%
GPGA
15
Grandeur Peak Global Advisors
Utah
$3.77M +$1.43M +121,600 +77%
EIM
16
Essex Investment Management
Massachusetts
$3.01M -$219K -18,624 -8%
KIA
17
Kopp Investment Advisors
Minnesota
$2.96M -$382K -32,515 -13%
TCIM
18
TIAA CREF Investment Management
New York
$2.83M +$204K +17,373 +9%
Principal Financial Group
19
Principal Financial Group
Iowa
$2.75M +$2.15M +183,114 +922%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$2.7M -$2.25M -191,452 -49%
KIA
21
King Investment Advisors
Texas
$2.41M -$455K -38,700 -18%
DCM
22
Driehaus Capital Management
Illinois
$2.31M +$38.6K +3,283 +2%
Deutsche Bank
23
Deutsche Bank
Germany
$2.06M +$372K +31,662 +26%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$1.63M +$61.5K +5,234 +5%
AI
25
Axiom Investors
Connecticut
$1.61M +$1.4M +119,300 New

STAA Hedge Fund Activity: Q3 2013 in Review

86 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in STAAR Surgical (STAA) for Q3 2013, worth a combined $386M — up 35% from $286M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new STAA positions and 9 closed out — a net gain of 4 holders — while 35 added to existing stakes and 23 trimmed.

The largest buyer was Northpointe Capital, adding an estimated $3.76M. The largest seller was Ameriprise, cutting an estimated $5.35M.

  • 86 institutional investors held STAAR Surgical (STAA) as of Q3 2013, up from 83 in Q2 2013.
  • Funds reported $386M of STAAR Surgical stock for Q3 2013, up 35% quarter-over-quarter.
  • 13 funds opened new STAAR Surgical positions in Q3 2013 and 9 closed out, a net change of +4 holders.
  • The largest STAAR Surgical buyer in Q3 2013 was Northpointe Capital, an estimated $3.76M added.
  • The largest STAAR Surgical seller in Q3 2013 was Ameriprise, an estimated $5.35M sold.

Based on aggregated 13F filings for Q3 2013.