UBS’s Gugnheim Eql Wght Enh Eqty In Fd GEQ Stock Holding History

UBS’s Portfolio GEQ Stock Details GEQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$970K	Buy	49,110 +6,514	+15%	+$129K	﹤0.01%	3623
2014 Q2	$853K	Buy	42,596 +23,994	+129%	+$461K	﹤0.01%	3704
2014 Q1	$350K	Buy	18,602 +6,490	+54%	+$120K	﹤0.01%	4610
2013 Q4	$229K	Buy	12,112 +2,700	+29%	+$48.5K	﹤0.01%	5155
2013 Q3	$164K	Buy	9,412 +829	+10%	+$14.9K	﹤0.01%	5424
2013 Q2	$157K	Buy	+8,583	New	+$159K	﹤0.01%	5362

Other funds holding GEQ

DOA

D'Orazio & Associates Falls Church, Virginia $864M AUM 21.64% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

DFIM

Detwiler Fenton Investment Management Boston, Massachusetts $19.3M AUM

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

UBS's GEQ Position: Q3 2014 in Review

UBS increased its Gugnheim Eql Wght Enh Eqty In Fd (GEQ) stake by 15% in Q3 2014, buying an estimated $129K and bringing the position to 49,110 shares worth $970K. The position accounts for ﹤0.01% of the portfolio, ranked #3623.

UBS first reported a position in GEQ in Q2 2013 and has held it in 6 quarters since. 25 funds tracked by Wall St. Rank hold GEQ as of Q3 2014.

UBS held 49,110 shares of Gugnheim Eql Wght Enh Eqty In Fd worth $970K as of Q3 2014.
UBS bought 6,514 Gugnheim Eql Wght Enh Eqty In Fd shares in Q3 2014, an estimated $129K.
Gugnheim Eql Wght Enh Eqty In Fd made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3623 holding.
UBS first reported a position in Gugnheim Eql Wght Enh Eqty In Fd in Q2 2013 and has held it in 6 quarters since.
25 funds tracked by Wall St. Rank held Gugnheim Eql Wght Enh Eqty In Fd as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.