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GEQ

Gugnheim Eql Wght Enh Eqty In Fd

Delisted

GEQ was delisted on the 17th of March, 2017.

22 hedge funds and large institutions have $16.1M invested in Gugnheim Eql Wght Enh Eqty In Fd in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

29% more funds holding

Funds holding: 1722 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $16.4M → $16.1M (-$281K)

Holders
22
Holders Change
+5
Holders Change %
+29.41%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
10
Reduced
6
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$4.22M +$474K +26,444 +12%
WAM
2
Wolverine Asset Management
Illinois
$1.95M +$144K +8,053 +8%
DFIM
3
Detwiler Fenton Investment Management
Massachusetts
$1.86M -$37.8K -2,112 -2%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.52M +$61.4K +3,426 +4%
Morgan Stanley
5
Morgan Stanley
New York
$1.52M +$165K +9,199 +12%
CA
6
Cornerstone Advisors
North Carolina
$1.15M +$431K +24,062 +57%
Wells Fargo
7
Wells Fargo
California
$922K -$1.34M -74,621 -58%
DA
8
Doliver Advisors
Texas
$625K +$132K +7,388 +26%
AAM
9
Advisors Asset Management
Colorado
$460K -$26.2K -1,463 -5%
TC
10
TFS Capital
Pennsylvania
$402K -$173K -9,660 -29%
GC
11
Guggenheim Capital
Illinois
$292K +$301K +16,800 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$258K +$266K +14,861 New
LPL Financial
13
LPL Financial
California
$182K +$2.69K +150 +1%
Bank of America
14
Bank of America
North Carolina
$178K -$77.1K -4,306 -30%
OC
15
Oppenheimer & Co
New York
$174K
U
16
UBS
Switzerland
$164K +$14.9K +829 +10%
Citigroup
17
Citigroup
New York
$104K +$7.17K +400 +7%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$61K +$62.7K +3,500 New
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$43K +$16.5K +921 +59%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$17K +$17.9K +1,000 New
HDIM
21
Hanson & Doremus Investment Management
Vermont
$10K +$2.54K +142 New
TRCT
22
Tower Research Capital (TRC)
New York
$7K -$1.79K -100 -19%

GEQ Hedge Fund Activity: Q3 2013 in Review

22 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Gugnheim Eql Wght Enh Eqty In Fd (GEQ) for Q3 2013, worth a combined $16.1M — down 1.7% from $16.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GEQ positions and 0 closed out — a net gain of 5 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $474K. The largest seller was Wells Fargo, cutting an estimated $1.34M.

  • 22 institutional investors held Gugnheim Eql Wght Enh Eqty In Fd (GEQ) as of Q3 2013, up from 17 in Q2 2013.
  • Funds reported $16.1M of Gugnheim Eql Wght Enh Eqty In Fd stock for Q3 2013, down 1.7% quarter-over-quarter.
  • 5 funds opened new Gugnheim Eql Wght Enh Eqty In Fd positions in Q3 2013 and 0 closed out, a net change of +5 holders.
  • The largest Gugnheim Eql Wght Enh Eqty In Fd buyer in Q3 2013 was Shaker Financial Services, an estimated $474K added.
  • The largest Gugnheim Eql Wght Enh Eqty In Fd seller in Q3 2013 was Wells Fargo, an estimated $1.34M sold.

Based on aggregated 13F filings for Q3 2013.