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GEQ

Gugnheim Eql Wght Enh Eqty In Fd

Delisted

GEQ was delisted on the 17th of March, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
-$5.26M -321,450 Closed
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
-$4.09M -250,164 Closed
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
-$2.38M -145,488 Closed
RVPG
4
Relative Value Partners Group
-$2.3M -140,757 Closed
AAM
5
Advisors Asset Management
Colorado
-$2.28M -139,414 Closed
Wells Fargo
6
Wells Fargo
California
-$2.04M -124,686 Closed
GC
7
Guggenheim Capital
Illinois
-$1.84M -112,374 Closed
UBS Group
8
UBS Group
Switzerland
-$1.48M -90,324 Closed
RJA
9
Raymond James & Associates
Florida
-$907K -55,383 Closed
WS
10
Wedbush Securities
California
-$813K -49,664 Closed
Bank of America
11
Bank of America
North Carolina
-$591K -36,121 Closed
SIA
12
Sit Investment Associates
Minnesota
-$443K -27,084 Closed
RJFSA
13
Raymond James Financial Services Advisors
Florida
-$339K -20,693 Closed
BTS
14
BB&T Securities
Virginia
-$301K -17,937 Closed
Ameriprise
15
Ameriprise
Minnesota
-$243K -14,864 Closed
Invesco
16
Invesco
Georgia
-$240K -14,676 Closed
LPL Financial
17
LPL Financial
California
-$218K -13,262 Closed
BFEC
18
Benjamin F. Edwards & Company
Missouri
-$192K -11,750 Closed
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
-$186K -11,380 Closed
Citigroup
20
Citigroup
New York
-$96K -5,886 Closed
TJHA
21
Thomas J. Herzfeld Advisors
Florida
-$75K -4,571 Closed
GRP
22
Global Retirement Partners
California
-$49K -3,000 Closed
AG
23
Advisor Group
Arizona
-$43K -2,600 Closed
LTFS
24
Ladenburg Thalmann Financial Services
Florida
-$34K -2,054 Closed
Morgan Stanley
25
Morgan Stanley
New York
-$24K -1,442 Closed