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GEQ

Gugnheim Eql Wght Enh Eqty In Fd

Delisted

GEQ was delisted on the 17th of March, 2017.

24 hedge funds and large institutions have $22.5M invested in Gugnheim Eql Wght Enh Eqty In Fd in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

39% more capital invested

Capital invested by funds: $16.1M → $22.5M (+$6.34M)

9% more funds holding

Funds holding: 2224 (+2)

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
3
Increased
10
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DOA
1
D'Orazio & Associates
Virginia
$5.59M +$1.98K +110 New
SFS
2
Shaker Financial Services
Virginia
$3.02M -$1.48M -82,599 -34%
CA
3
Cornerstone Advisors
North Carolina
$2.25M +$954K +53,065 +80%
WAM
4
Wolverine Asset Management
Illinois
$2.16M +$40.9K +2,275 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.99M +$324K +18,008 +21%
DFIM
6
Detwiler Fenton Investment Management
Massachusetts
$1.78M -$236K -13,137 -12%
Morgan Stanley
7
Morgan Stanley
New York
$1.47M -$168K -9,342 -11%
DA
8
Doliver Advisors
Texas
$741K +$59.4K +3,304 +9%
1CP
9
1607 Capital Partners
Virginia
$682K +$649K +36,115 New
AAM
10
Advisors Asset Management
Colorado
$459K -$38.7K -2,151 -8%
Wells Fargo
11
Wells Fargo
California
$381K -$591K -32,864 -62%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$328K +$45K +2,505 +17%
GC
13
Guggenheim Capital
Illinois
$317K
U
14
UBS
Switzerland
$229K +$48.5K +2,700 +29%
LPL Financial
15
LPL Financial
California
$225K +$26.7K +1,485 +14%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$218K +$163K +9,043 +364%
OC
17
Oppenheimer & Co
New York
$189K
Bank of America
18
Bank of America
North Carolina
$153K -$38.4K -2,139 -21%
Citigroup
19
Citigroup
New York
$107K -$5.28K -294 -5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$76K +$8.99K +500 +14%
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$38K +$35.9K +2,000 New
TRCT
22
Tower Research Capital (TRC)
New York
$20K +$11.2K +622 +148%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$19K
HDIM
24
Hanson & Doremus Investment Management
Vermont
$11K
TC
25
TFS Capital
Pennsylvania
-$402K -23,127 Closed

GEQ Hedge Fund Activity: Q4 2013 in Review

24 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Gugnheim Eql Wght Enh Eqty In Fd (GEQ) for Q4 2013, worth a combined $22.5M — up 39% from $16.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GEQ positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $954K. The largest seller was Shaker Financial Services, cutting an estimated $1.48M.

  • 24 institutional investors held Gugnheim Eql Wght Enh Eqty In Fd (GEQ) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $22.5M of Gugnheim Eql Wght Enh Eqty In Fd stock for Q4 2013, up 39% quarter-over-quarter.
  • 3 funds opened new Gugnheim Eql Wght Enh Eqty In Fd positions in Q4 2013 and 1 closed out, a net change of +2 holders.
  • The largest Gugnheim Eql Wght Enh Eqty In Fd buyer in Q4 2013 was Cornerstone Advisors, an estimated $954K added.
  • The largest Gugnheim Eql Wght Enh Eqty In Fd seller in Q4 2013 was Shaker Financial Services, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2013.