UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5901
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
| $161K | ﹤0.01% |
14,156
-6,679
| -32% | -$69.9K |
|
|
DFP
5902
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
| $161K | ﹤0.01% |
9,059
-3,024
| -25% | -$50.9K |
|
|
BRDG
5903
DELISTED
Bridge Investment Group
BRDG
| $161K | ﹤0.01% |
16,439
+8,075
| +97% | +$65.5K |
|
5904
Compass Therapeutics
CMPX
$387M
| $160K | ﹤0.01% |
102,548
+43,503
| +74% | +$75.3K |
|
5905
International General Insurance
IGIC
$1.15B
| $160K | ﹤0.01% |
+12,397
| New | +$144K |
|
5906
Celestica
CLS
$36.5B
| $160K | ﹤0.01% |
5,451
+4,946
| +979% | +$132K |
|
5907
Empire Petroleum
EP
$111M
| $160K | ﹤0.01% |
14,521
+7,806
| +116% | +$67.1K |
|
|
AVDL
5908
DELISTED
Avadel Pharmaceuticals
AVDL
| $160K | ﹤0.01% |
11,300
-134
| -1% | -$1.57K |
|
5909
ThredUp
TDUP
$422M
| $159K | ﹤0.01% |
70,658
+29,161
| +70% | +$75.8K |
|
5910
Willis Lease Finance
WLFC
$1.29B
| $159K | ﹤0.01% |
9,756
+4,527
| +87% | +$67.3K |
|
5911
EVI Industries
EVI
$180M
| $158K | ﹤0.01% |
6,649
+2,723
| +69% | +$68.9K |
|
5912
AudioCodes
AUDC
$253M
| $158K | ﹤0.01% |
13,066
+10,494
| +408% | +$107K |
|
5913
Sound Equity Dividend Income ETF
DIVY
$29.2M
| $158K | ﹤0.01% |
6,065
+5,991
| +8,096% | +$148K |
|
5914
Simplify Interest Rate Hedge ETF
PFIX
$176M
| $158K | ﹤0.01% |
3,939
+2,682
| +213% | +$241K |
|
5915
Lineage Cell Therapeutics
LCTX
$278M
| $158K | ﹤0.01% |
144,527
+91,556
| +173% | +$100K |
|
|
MRO
5916
CALL
DELISTED
Marathon Oil Corporation
MRO
| $157K | ﹤0.01% |
6,500
-113,500
| -95% | -$2.92M |
|
5917
Contango Silver & Gold Inc
CTGO
$652M
| $157K | ﹤0.01% |
8,653
+6,549
| +311% | +$126K |
|
5918
InnovAge Holding
INNV
$1.52B
| $157K | ﹤0.01% |
26,109
+11,616
| +80% | +$66.1K |
|
|
GTM
5919
ZoomInfo Technologies
GTM
$1.22B
| $157K | ﹤0.01% |
8,471
-132,516
| -94% | -$2.08M |
|
5920
Stoke Therapeutics
STOK
$2.11B
| $157K | ﹤0.01% |
29,773
+9,498
| +47% | +$40.6K |
|
5921
First Western Financial
MYFW
$306M
| $157K | ﹤0.01% |
7,894
+3,430
| +77% | +$57.9K |
|
5922
Tredegar Corp
TG
$310M
| $156K | ﹤0.01% |
28,904
-5,085
| -15% | -$25.1K |
|
|
SABA
5923
Saba Capital Income & Opportunities Fund II
SABA
$223M
| $156K | ﹤0.01% |
20,626
-11,280
| -35% | -$88.3K |
|
5924
Lands' End
LE
$403M
| $156K | ﹤0.01% |
16,345
+8,048
| +97% | +$59.8K |
|
5925
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
$158M
| $156K | ﹤0.01% |
3,707
+3,510
| +1,782% | +$142K |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.