UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EFT
2726
Eaton Vance Floating-Rate Income Trust
EFT
$287M
| $2.03M | ﹤0.01% |
153,356
-2,305
| -1% | -$31.7K |
|
|
DFP
2727
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
| $2.02M | ﹤0.01% |
90,427
-11,715
| -11% | -$261K |
|
2728
Bloomin' Brands
BLMN
$1.06B
| $2.02M | ﹤0.01% |
111,211
+68,959
| +163% | +$1.47M |
|
2729
Flowserve
FLS
$10.1B
| $2.02M | ﹤0.01% |
49,147
-80,619
| -62% | -$3.69M |
|
2730
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$599M
| $2.02M | ﹤0.01% |
71,785
-24,331
| -25% | -$732K |
|
2731
ScottsMiracle-Gro
SMG
$3.88B
| $2.02M | ﹤0.01% |
33,162
+22,179
| +202% | +$1.37M |
|
2732
Ciena
CIEN
$58.7B
| $2.01M | ﹤0.01% |
97,137
+36,742
| +61% | +$854K |
|
2733
iShares MSCI South Africa ETF
EZA
$568M
| $2.01M | ﹤0.01% |
37,496
-4,392
| -10% | -$259K |
|
|
WDR
2734
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $2.01M | ﹤0.01% |
57,836
-22,667
| -28% | -$937K |
|
|
ACSF
2735
DELISTED
American Capital Senior Floating, Ltd.
ACSF
| $2.01M | ﹤0.01% |
181,384
-22,812
| -11% | -$284K |
|
|
EIM
2736
Eaton Vance Municipal Bond Fund
EIM
$494M
| $2.01M | ﹤0.01% |
160,708
+4,484
| +3% | +$55.5K |
|
|
MIN
2737
Aberdeen Intermediate Income Fund
MIN
$278M
| $2M | ﹤0.01% |
438,882
-53,730
| -11% | -$246K |
|
2738
iShares Global Consumer Staples ETF
KXI
$1.07B
| $2M | ﹤0.01% |
44,908
-26,584
| -37% | -$1.21M |
|
2739
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $1.99M | ﹤0.01% |
61,558
+54,143
| +730% | +$1.79M |
|
2740
OFS Capital
OFS
$47.2M
| $1.99M | ﹤0.01% |
194,437
-269,982
| -58% | -$2.99M |
|
|
GLOG
2741
DELISTED
GASLOG LTD
GLOG
| $1.99M | ﹤0.01% |
206,807
+64,463
| +45% | +$929K |
|
2742
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
| $1.99M | ﹤0.01% |
30,301
-23,565
| -44% | -$1.53M |
|
2743
PUT
Western Union
WU
$2.3B
| $1.98M | ﹤0.01% |
+108,000
| New | +$2.06M |
|
2744
Leidos
LDOS
$16.1B
| $1.98M | ﹤0.01% |
47,961
-3,951
| -8% | -$165K |
|
|
FNFG
2745
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $1.98M | ﹤0.01% |
194,017
-55,947
| -22% | -$531K |
|
|
DCM
2746
DELISTED
NTT DOCOMO, Inc.
DCM
| $1.98M | ﹤0.01% |
117,409
+364
| +0.3% | +$7.31K |
|
2747
Regency Centers
REG
$14.5B
| $1.98M | ﹤0.01% |
31,872
-18,103
| -36% | -$1.12M |
|
|
BDN
2748
Brandywine Realty Trust
BDN
$546M
| $1.97M | ﹤0.01% |
160,222
-32,176
| -17% | -$420K |
|
2749
Bio-Rad Laboratories Class A
BIO
$9.17B
| $1.97M | ﹤0.01% |
14,669
-1,473
| -9% | -$212K |
|
2750
KBR
KBR
$4.59B
| $1.97M | ﹤0.01% |
118,337
-15,486
| -12% | -$273K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.