UBS AM
EFC

UBS AM’s Ellington Financial EFC Stock Holding History

UBS AM’s Portfolio EFC Stock Details EFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.99M Sell
146,276
-37,417
-20% -$495K ﹤0.01% 2045
2026
Q1 		$2.18M Buy
183,693
+20,895
+13% +$266K ﹤0.01% 2009
2025
Q4 		$2.21M Buy
162,798
+10,258
+7% +$140K ﹤0.01% 1851
2025
Q3 		$1.98M Sell
152,540
-134,398
-47% -$1.79M ﹤0.01% 1756
2025
Q2 		$3.73M Buy
286,938
+107,135
+60% +$1.36M ﹤0.01% 1843
2025
Q1 		$2.38M Buy
179,803
+23,553
+15% +$305K ﹤0.01% 1904
2024
Q4 		$1.89M Buy
156,250
+21,324
+16% +$263K ﹤0.01% 2074
2024
Q3 		$1.74M Buy
134,926
+63,515
+89% +$819K ﹤0.01% 2117
2024
Q2 		$863K Sell
71,411
-12,596
-15% -$148K ﹤0.01% 2450
2024
Q1 		$992K Hold
84,007
– – ﹤0.01% 2018
2023
Q4 		$1.07M Sell
84,007
-805
-0.9% -$10.2K ﹤0.01% 1987
2023
Q3 		$1.06M Sell
84,812
-61
-0.1% -$812 ﹤0.01% 1929
2023
Q2 		$1.04M Hold
84,873
– – ﹤0.01% 1989
2023
Q1 		$1.04M Buy
84,873
+22,954
+37% +$296K ﹤0.01% 1989
2022
Q4 		$766K Buy
61,919
+7,505
+14% +$97.9K ﹤0.01% 1986
2022
Q3 		$619K Sell
54,414
-26,148
-32% -$390K ﹤0.01% 2250
2022
Q2 		$1.18M Sell
80,562
-757
-0.9% -$11.9K ﹤0.01% 1867
2022
Q1 		$1.44M Buy
81,319
+9,897
+14% +$174K ﹤0.01% 1959
2021
Q4 		$1.22M Buy
71,422
+11,508
+19% +$204K ﹤0.01% 2105
2021
Q3 		$1.1M Sell
59,914
-7,567
-11% -$139K ﹤0.01% 2114
2021
Q2 		$1.29M Sell
67,481
-1,419
-2% -$26.2K ﹤0.01% 2063
2021
Q1 		$1.1M Hold
68,900
– – ﹤0.01% 2048
2020
Q4 		$1.02M Hold
68,900
– – ﹤0.01% 1980
2020
Q3 		$845K Buy
68,900
+33,200
+93% +$405K ﹤0.01% 1910
2020
Q2 		$421K Sell
35,700
-8,149
-19% -$82.7K ﹤0.01% 2185
2020
Q1 		$250K Sell
43,849
-7,669
-15% -$119K ﹤0.01% 2210
2019
Q4 		$944K Buy
+51,518
New +$941K ﹤0.01% 1939

Other funds holding EFC

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $83.9B AUM 60.43% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

UBS AM's EFC Position: Q2 2026 in Review

UBS AM reduced its Ellington Financial (EFC) stake by 20% in Q2 2026, selling an estimated $495K and leaving 146,276 shares worth $1.99M. The position accounts for ﹤0.01% of the portfolio, ranked #2045.

UBS AM first reported a position in EFC in Q4 2019 and has held it in 27 quarters since. The position peaked at $3.73M in Q2 2025. 248 funds tracked by Wall St. Rank hold EFC as of Q2 2026.

  • UBS AM held 146,276 shares of Ellington Financial worth $1.99M as of Q2 2026.
  • UBS AM sold 37,417 Ellington Financial shares in Q2 2026, an estimated $495K.
  • Ellington Financial made up ﹤0.01% of UBS AM's portfolio in Q2 2026, its #2045 holding.
  • UBS AM first reported a position in Ellington Financial in Q4 2019 and has held it in 27 quarters since.
  • UBS AM's Ellington Financial position peaked at $3.73M in Q2 2025.
  • 248 funds tracked by Wall St. Rank held Ellington Financial as of Q2 2026.

Based on UBS AM's 13F filing for Q2 2026, filed 13 Aug 2026.