We are live on ! Find out more
USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORN icon
226
Teucrium Corn Fund
CORN
$164M
$104K 0.02%
3,100
– –
CAG icon
227
Conagra Brands
CAG
$7.05B
$103K 0.02%
4,369
– –
VGI
228
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
$102K 0.02%
6,000
– –
PFN
229
PIMCO Income Strategy Fund II
PFN
$703M
$100K 0.02%
8,000
-2,000
-20% -$20.3K
PHD
230
DELISTED
Pioneer Floating Rate Fund
PHD
$100K 0.02%
8,000
– –
FOF icon
231
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$98K 0.02%
+8,000
New +$101K
INTC icon
232
Intel
INTC
$492B
$96K 0.02%
4,200
-800
-16% -$18.4K
FFC
233
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$785M
$90K 0.02%
+5,000
New +$91.3K
URA icon
234
Global X Uranium ETF
URA
$6.27B
$71K 0.01%
2,350
– –
KOL
235
DELISTED
VanEck Vectors Coal ETF
KOL
$62K 0.01%
+330
New +$61.8K
SJT
236
San Juan Basin Royalty Trust
SJT
$124M
$58K 0.01%
3,700
+2,000
+118% +$32.9K
NLY icon
237
Annaly Capital Management
NLY
$17.3B
$57K 0.01%
+1,250
New +$58.8K
ILCV icon
238
iShares Morningstar Value ETF
ILCV
$1.36B
$53K 0.01%
+2,800
New +$105K
ETV
239
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$52K 0.01%
4,030
– –
HRG
240
DELISTED
HRG Group, Inc.
HRG
$50K 0.01%
4,900
– –
BX icon
241
Blackstone
BX
$117B
$49K 0.01%
+2,038
New +$45.4K
PGF icon
242
Invesco Financial Preferred ETF
PGF
$668M
$49K 0.01%
2,900
– –
ROYT
243
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$48K 0.01%
+3,000
New +$53K
SLV icon
244
iShares Silver Trust
SLV
$31.5B
$31K 0.01%
1,500
– –
GDX icon
245
VanEck Gold Miners ETF
GDX
$27.4B
$2K ﹤0.01%
40
– –
AMP icon
246
Ameriprise Financial
AMP
$49.2B
– –
-3,400
Closed -$275K
AMT icon
247
American Tower
AMT
$79.3B
– –
-3,000
Closed -$220K
ATI icon
248
ATI
ATI
$31.3B
– –
-4,200
Closed -$111K
BVN icon
249
Compañía de Minas Buenaventura
BVN
$8.83B
– –
-20,000
Closed -$295K
CAR icon
250
Avis
CAR
$4.88B
– –
-20,000
Closed -$575K
8 9
10
11 12

Similar funds

CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
SM
Scoggin Management New York $1.04B AUM 232.32% 1-Year Est. Return
RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
Common Fund For Nonprofit Organizations Wilton, Connecticut $1.03B AUM 22.44% 1-Year Est. Return
CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.