We are live on ! Find out more
USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+228.39%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
1
Freeport-McMoran
FCX
$90B
$13.1M 2.23%
395,000
+130,000
+49% +$3.97M
CLR
2
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$11.6M 1.98%
216,000
-72,000
-25% -$3.45M
BHP icon
3
BHP
BHP
$215B
$11.3M 1.93%
+201,051
New +$10.9M
GOLD
4
DELISTED
Randgold Resources Ltd
GOLD
$10.7M 1.83%
152,221
+60,888
+67% +$4.36M
WES
5
DELISTED
Western Gas Partners Lp
WES
$9.74M 1.67%
162,000
-17,000
-9% -$1.03M
SPG icon
6
Simon Property Group
SPG
$74.4B
$9.63M 1.65%
+69,031
New +$10M
PXD
7
DELISTED
Pioneer Natural Resource Co.
PXD
$9.44M 1.61%
50,000
-800
-2% -$136K
APC
8
DELISTED
Anadarko Petroleum
APC
$8.83M 1.51%
95,000
-30,000
-24% -$2.73M
EPD icon
9
Enterprise Products Partners
EPD
$82.3B
$8.73M 1.49%
286,000
-70,000
-20% -$2.14M
NSU
10
DELISTED
Nevsun Resources Ltd.
NSU
$8.72M 1.49%
2,750,000
+1,825,000
+197% +$5.92M
KMI icon
11
Kinder Morgan
KMI
$71.7B
$8.66M 1.48%
243,600
-32,000
-12% -$1.2M
WY icon
12
Weyerhaeuser
WY
$18B
$8.16M 1.39%
285,000
+5,000
+2% +$142K
CNX icon
13
CNX Resources
CNX
$5.3B
$8.08M 1.38%
+288,000
New +$7.53M
HOS
14
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$7.87M 1.35%
137,000
-90,000
-40% -$5.08M
MON
15
DELISTED
Monsanto Co
MON
$7.31M 1.25%
70,000
-5,000
-7% -$502K
TSN icon
16
Tyson Foods
TSN
$20.4B
$7.25M 1.24%
256,400
-15,000
-6% -$435K
LYB icon
17
LyondellBasell Industries
LYB
$20B
$6.96M 1.19%
95,000
+6,800
+8% +$473K
DSX icon
18
Diana Shipping
DSX
$302M
$6.88M 1.18%
+815,285
New +$6.25M
GLD icon
19
SPDR Gold Trust
GLD
$131B
$6.83M 1.17%
53,300
-11,500
-18% -$1.48M
AHD
20
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$6.83M 1.17%
125,000
+15,000
+14% +$819K
GG
21
DELISTED
Goldcorp Inc
GG
$6.76M 1.16%
260,000
-45,000
-15% -$1.24M
LODE icon
22
Comstock
LODE
$208M
$6.73M 1.15%
14,953
+6,493
+77% +$3.18M
AGCO icon
23
AGCO
AGCO
$7.15B
$6.65M 1.14%
+110,000
New +$6.23M
BTG icon
24
B2Gold
BTG
$5B
$6.54M 1.12%
2,625,000
-1,820,000
-41% -$4.92M
BRFS
25
DELISTED
BRF SA
BRFS
$6.5M 1.11%
265,000
– –
1
2 3 4 5

Similar funds

CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
CGA
Crescent Grove Advisors Lake Forest, Illinois $1.04B AUM 17.78% 1-Year Est. Return
SM
Scoggin Management New York $1.04B AUM 232.32% 1-Year Est. Return
RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
CA
Continuum Advisory Eagle, Idaho $1.04B AUM 21.13% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.