U.S. Global Investors (USGI)’s Invesco Financial Preferred ETF PGF Stock Holding History

U.S. Global Investors (USGI)’s Portfolio PGF Stock Details PGF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-2,900	Closed	-$49K	–	357
2013 Q3	$49K	Hold	2,900	–	–	0.01%	307
2013 Q2	$51K	Buy	+2,900	New	+$53.3K	0.01%	305

Other funds holding PGF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

U.S. Global Investors (USGI)'s PGF Position: Q4 2013 in Review

U.S. Global Investors (USGI) sold out of Invesco Financial Preferred ETF (PGF) in Q4 2013, closing a stake of 2,900 shares — an estimated $49K sold.

U.S. Global Investors (USGI) first reported a position in PGF in Q2 2013 and held it in 2 quarters. The position peaked at $51K in Q2 2013. 107 funds tracked by Wall St. Rank hold PGF as of Q4 2013.

U.S. Global Investors (USGI) reported no remaining Invesco Financial Preferred ETF position as of Q4 2013 after selling out during the quarter.
U.S. Global Investors (USGI) sold 2,900 Invesco Financial Preferred ETF shares in Q4 2013, an estimated $49K.
U.S. Global Investors (USGI) first reported a position in Invesco Financial Preferred ETF in Q2 2013 and held it in 2 quarters.
U.S. Global Investors (USGI)'s Invesco Financial Preferred ETF position peaked at $51K in Q2 2013.
107 funds tracked by Wall St. Rank held Invesco Financial Preferred ETF as of Q4 2013.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.