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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-12.83%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$486M
AUM Growth
-$90.5M
Cap. Flow
-$11.4M
Cap. Flow %
-2.35%
Top 10 Hldgs %
22.1%
Holding
210
New
16
Increased
71
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10M
2
CMCSA icon
Comcast
CMCSA
+$6.53M
3
SBUX icon
Starbucks
SBUX
+$5.45M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$4.09M
5
COF icon
Capital One
COF
+$2.92M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$9.28M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$5.3M
3
HI
Hillenbrand
HI
+$4.32M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$4.12M
5
ESRX
Express Scripts Holding Company
ESRX
+$3.71M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Healthcare 14.97%
3 Financials 10.91%
4 Communication Services 8.08%
5 Energy 6.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
176
Aegon
AEG
$13.4B
$149K 0.03%
37,356
-3,502
-9% -$17.1K
NEA icon
177
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$140K 0.03%
11,378
+98
+0.9% +$1.2K
AMPE
178
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$81K 0.02%
685
– –
LITS
179
Lite Strategy Inc
LITS
$35M
$80K 0.02%
1,518
– –
HL icon
180
Hecla Mining
HL
$9.58B
$52K 0.01%
22,000
– –
KZIA
181
Kazia Therapeutics
KZIA
$155M
$27K 0.01%
2,125
– –
NAT icon
182
Nordic American Tanker
NAT
$1.3B
$20K ﹤0.01%
+10,000
New +$26K
CSQ icon
183
Calamos Strategic Total Return Fund
CSQ
$3.25B
– –
-10,100
Closed -$136K
EMLP icon
184
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
– –
-8,730
Closed -$205K
FDX icon
185
FedEx
FDX
$73.1B
– –
-12,481
Closed -$3M
FWONK icon
186
Liberty Media Series C
FWONK
$24.9B
– –
-5,895
Closed -$212K
HI
187
DELISTED
Hillenbrand
HI
– –
-82,600
Closed -$4.32M
IBM icon
188
IBM
IBM
$200B
– –
-1,775
Closed -$257K
IWP icon
189
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
– –
-6,636
Closed -$450K
OPLN
190
Openlane
OPLN
$4.08B
– –
-61,823
Closed -$1.4M
LOPE icon
191
Grand Canyon Education
LOPE
$3.7B
– –
-14,600
Closed -$1.65M
MSD
192
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
– –
-10,353
Closed -$90K
NUV icon
193
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-14,414
Closed -$135K
NVG icon
194
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
– –
-10,171
Closed -$148K
NVO
195
Novo Nordisk
NVO
$219B
– –
-36,400
Closed -$858K
OXY icon
196
Occidental Petroleum
OXY
$54.9B
– –
-2,924
Closed -$240K
SAN icon
197
Banco Santander
SAN
$191B
– –
-13,907
Closed -$67K
SLYG icon
198
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
– –
-137,540
Closed -$9.28M
SLYV icon
199
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-77,594
Closed -$5.3M
STT icon
200
State Street
STT
$50.2B
– –
-17,892
Closed -$1.5M
5 6 7
8
9

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2018 Portfolio in Review

As of Q4 2018, Transform Wealth held 210 positions worth $486M, down 16% from $577M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Transform Wealth's Q4 2018 filing shows 16 new, 71 increased, 66 reduced and 28 closed positions. Its largest new stake was Comcast: 178,910 shares worth $6.09M. The largest sale was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $9.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Transform Wealth's largest Q4 2018 buy was Comcast: 178,910 shares worth $6.09M.
  • Transform Wealth added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $10M increase.
  • Transform Wealth's biggest Q4 2018 reduction was Antero Midstream, cutting an estimated $3.53M.
  • Transform Wealth fully exited State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2018, selling an estimated $9.28M.
  • Transform Wealth's ten largest holdings make up 22% of its $486M portfolio in Q4 2018.
  • Transform Wealth opened 16 new positions and closed 28 in Q4 2018.
  • Transform Wealth's portfolio value fell 16% quarter-over-quarter to $486M.

Based on Transform Wealth's 13F filing for Q4 2018, filed 30 Jan 2019.