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Transform Wealth Portfolio holdings
AUM
$1.65B
Turnover
16%
1-Year Est. Return
19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
(-15%)
Cap. Flow
-$147M
Cap. Flow % of AUM
Cap. Flow %
-15.45%
Top 10 Holdings %
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44
Avg Time Held
Equity + Options
2.7
years
Top 10 Avg Time Held
Equity + Options
1.9
years
Top 20 Avg Time Held
Equity + Options
1.6
years
Avg Time Held Equity only
2.7
years
Top 10 Avg Time Held Equity only
1.9
years
Top 20 Avg Time Held Equity only
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PGIM Ultra Short Bond ETF
PULS
|
+$18.4M |
| 2 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$12.5M |
| 3 |
Broadridge
BR
|
+$6.32M |
| 4 |
Corpay
CPAY
|
+$6.05M |
| 5 |
CRH
CRH
|
+$6.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$16M |
| 2 |
Innovator US Equity Power Buffer ETF August
PAUG
|
+$12.6M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$10.5M |
| 4 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$9.09M |
| 5 |
Schwab US Broad Market ETF
SCHB
|
+$8.55M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 35.04% |
| 2 | Technology | 21.59% |
| 3 | Healthcare | 10.34% |
| 4 | Financials | 6.93% |
| 5 | Consumer Discretionary | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.94T
| $46M | 4.85% |
268,834
-19,131
| -7% | -$3.51M |
2016 Q2
29 quarters
|
|
2
Microsoft
MSFT
$3.77T
| $42.4M | 4.47% |
134,309
-9,857
| -7% | -$3.26M |
2017 Q3
24 quarters
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$795B
| $30.1M | 3.17% |
70,082
+2,684
| +4% | +$1.19M |
2017 Q3
24 quarters
|
|
4
iShares S&P 500 Value ETF
IVE
$50.8B
| $25.1M | 2.65% |
162,377
+5,072
| +3% | +$820K |
2017 Q3
24 quarters
|
|
5
Invesco Senior Loan ETF
BKLN
$5.78B
| $22.9M | 2.41% |
1,090,805
-141,115
| -11% | -$2.97M |
2023 Q2
1 quarter
|
|
|
6
PGIM Ultra Short Bond ETF
PULS
$19.8B
| $22.8M | 2.41% |
461,109
+372,673
| +421% | +$18.4M |
2022 Q4
3 quarters
|
|
7
iShares Core US Aggregate Bond ETF
AGG
$140B
| $20M | 2.11% |
213,091
+9,793
| +5% | +$943K |
2022 Q3
4 quarters
|
|
8
Alphabet (Google) Class A
GOOGL
$3.43T
| $19.9M | 2.1% |
152,313
-6,238
| -4% | -$807K |
2016 Q2
29 quarters
|
|
9
UnitedHealth
UNH
$359B
| $17.7M | 1.87% |
35,150
-7,490
| -18% | -$3.69M |
2017 Q3
24 quarters
|
|
10
Amazon
AMZN
$2.66T
| $16.9M | 1.78% |
132,862
-10,595
| -7% | -$1.42M |
2016 Q2
29 quarters
|
|
11
Broadcom
AVGO
$1.54T
| $16.3M | 1.72% |
196,850
+150
| +0.1% | +$13K |
2017 Q3
24 quarters
|
|
12
State Street Industrial Select Sector SPDR ETF
XLI
$31.4B
| $15.8M | 1.66% |
155,418
-30,645
| -16% | -$3.28M |
2017 Q3
24 quarters
|
|
13
Lam Research
LRCX
$285B
| $15.2M | 1.6% |
241,800
+16,430
| +7% | +$1.08M |
2017 Q3
24 quarters
|
|
14
JPMorgan Chase
JPM
$904B
| $14.9M | 1.58% |
102,994
-20,959
| -17% | -$3.14M |
2017 Q3
24 quarters
|
|
15
AbbVie
ABBV
$510B
| $14.9M | 1.57% |
100,158
-20,203
| -17% | -$2.97M |
2016 Q2
29 quarters
|
|
16
ExxonMobil
XOM
$733B
| $14.7M | 1.55% |
124,919
-126
| -0.1% | -$13.8K |
2017 Q3
24 quarters
|
|
17
iShares S&P 500 Growth ETF
IVW
$74B
| $14.4M | 1.52% |
210,082
+4,639
| +2% | +$328K |
2017 Q3
24 quarters
|
|
18
Chevron
CVX
$444B
| $14.2M | 1.5% |
84,299
-24,056
| -22% | -$3.89M |
2019 Q2
17 quarters
|
|
|
19
Innovator US Equity Power Buffer ETF April
PAPR
$958M
| $14.1M | 1.49% |
460,213
+401,370
| +682% | +$12.5M |
2022 Q2
5 quarters
|
|
20
Cisco
CSCO
$401B
| $12.4M | 1.31% |
230,743
-48,581
| -17% | -$2.62M |
2017 Q3
24 quarters
|
|
21
Costco
COST
$461B
| $12.4M | 1.3% |
21,870
-6,239
| -22% | -$3.44M |
2016 Q2
29 quarters
|
|
22
Adobe
ADBE
$97.9B
| $11.4M | 1.2% |
22,271
+537
| +2% | +$282K |
2016 Q2
29 quarters
|
|
23
Northern Trust Quality Dividend ETF
QDF
$2.17B
| $10.4M | 1.09% |
185,741
+227
| +0.1% | +$13.2K |
2017 Q3
24 quarters
|
|
24
MetLife
MET
$64.1B
| $10.1M | 1.07% |
161,044
-35,976
| -18% | -$2.24M |
2022 Q2
5 quarters
|
|
25
Jabil
JBL
$27.4B
| $9.9M | 1.04% |
77,822
+2,557
| +3% | +$280K |
2023 Q2
1 quarter
|
|
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Transform Wealth's Q3 2023 Portfolio in Review
As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Transform Wealth withdrew a net $147M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 38% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.
- Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
- Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
- Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
- Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
- Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
- Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
- Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.
Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.