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Transform Wealth Portfolio holdings
AUM
$1.65B
Turnover
16%
1-Year Est. Return
19.1%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$563M
AUM Growth
-$117M
(-17%)
Cap. Flow
-$123M
Cap. Flow % of AUM
Cap. Flow %
-21.9%
Top 10 Holdings %
Top 10 Hldgs %
24.79%
Holding
240
New
10
Increased
43
Reduced
137
Closed
30
Avg Time Held
1.4
years
Top 10 Avg Time Held
0.7
years
Top 20 Avg Time Held
0.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$17.5M |
| 2 |
Exelon
EXC
|
+$2.75M |
| 3 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$2.7M |
| 4 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$2.29M |
| 5 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$2.13M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$14.9M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$14.8M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$13.3M |
| 4 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$12.3M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 37.36% |
| 2 | Technology | 17.15% |
| 3 | Financials | 11.2% |
| 4 | Healthcare | 7.36% |
| 5 | Communication Services | 6.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Vanguard S&P 500 ETF
VOO
$1.04T
| $32.4M | 5.74% |
118,699
+64,406
| +119% | +$17.5M |
2019 Q2
1 quarter
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$817B
| $16.6M | 2.94% |
55,844
-1,103
| -2% | -$326K |
2017 Q3
8 quarters
|
|
3
Microsoft
MSFT
$3.96T
| $13.8M | 2.46% |
99,609
-6,969
| -7% | -$958K |
2017 Q3
8 quarters
|
|
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $13M | 2.3% |
210,910
+6,823
| +3% | +$410K |
2017 Q3
8 quarters
|
|
5
iShares S&P 500 Growth ETF
IVW
$77.6B
| $12.7M | 2.25% |
281,500
-332
| -0.1% | -$15K |
2017 Q3
8 quarters
|
|
6
Apple
AAPL
$5T
| $12.7M | 2.25% |
226,240
-29,180
| -11% | -$1.53M |
2016 Q2
13 quarters
|
|
7
iShares S&P 500 Value ETF
IVE
$49.8B
| $12.2M | 2.16% |
102,212
-349
| -0.3% | -$40.9K |
2017 Q3
8 quarters
|
|
|
8
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
| $9.9M | 1.76% |
212,945
-264,535
| -55% | -$12.3M |
2019 Q2
1 quarter
|
|
9
Accenture
ACN
$145B
| $8.64M | 1.53% |
44,931
+8,531
| +23% | +$1.65M |
2016 Q2
13 quarters
|
|
10
Walt Disney
DIS
$189B
| $7.86M | 1.4% |
60,353
-15,175
| -20% | -$2.1M |
2016 Q2
13 quarters
|
|
11
Synchrony
SYF
$24.2B
| $6.87M | 1.22% |
201,505
+353
| +0.2% | +$12.1K |
2017 Q3
8 quarters
|
|
12
Boeing
BA
$151B
| $6.72M | 1.19% |
17,659
+208
| +1% | +$74.4K |
2017 Q2
9 quarters
|
|
13
Lam Research
LRCX
$341B
| $6.67M | 1.18% |
288,740
+37,430
| +15% | +$786K |
2017 Q3
8 quarters
|
|
|
14
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.71B
| $6.6M | 1.17% |
60,673
-122,218
| -67% | -$13.3M |
2019 Q2
1 quarter
|
|
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.21B
| $6.43M | 1.14% |
122,650
+26,844
| +28% | +$1.42M |
2019 Q2
1 quarter
|
|
16
State Street Health Care Select Sector SPDR ETF
XLV
$45.6B
| $6.42M | 1.14% |
71,188
-4,286
| -6% | -$391K |
2018 Q1
6 quarters
|
|
17
Adobe
ADBE
$96.2B
| $6.26M | 1.11% |
22,671
+603
| +3% | +$176K |
2016 Q2
13 quarters
|
|
18
Powell Industries
POWL
$6.04B
| $6.23M | 1.11% |
477,240
-1,722
| -0.4% | -$21.4K |
2017 Q4
7 quarters
|
|
19
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$56.1B
| $6.21M | 1.1% |
159,672
-90,000
| -36% | -$3.52M |
2017 Q3
8 quarters
|
|
20
Starbucks
SBUX
$112B
| $6.1M | 1.08% |
68,998
-3,796
| -5% | -$352K |
2018 Q4
3 quarters
|
|
21
State Street SPDR S&P Dividend ETF
SDY
$21.4B
| $6M | 1.07% |
58,531
+2,967
| +5% | +$299K |
2018 Q4
3 quarters
|
|
22
Target
TGT
$69.6B
| $5.85M | 1.04% |
54,730
-6,086
| -10% | -$579K |
2017 Q3
8 quarters
|
|
23
JPMorgan Chase
JPM
$886B
| $5.81M | 1.03% |
49,394
-8,528
| -15% | -$965K |
2017 Q3
8 quarters
|
|
|
24
Exelon
EXC
$43.7B
| $5.8M | 1.03% |
168,309
+81,857
| +95% | +$2.75M |
2017 Q3
8 quarters
|
|
25
First Trust Preferred Securities and Income ETF
FPE
$5.92B
| $5.68M | 1.01% |
287,864
+5,867
| +2% | +$115K |
2017 Q4
7 quarters
|
|
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PAME
Transform Wealth's Q3 2019 Portfolio in Review
As of Q3 2019, Transform Wealth held 240 positions worth $563M, down 17% from $680M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Transform Wealth withdrew a net $123M in Q3 2019, closing 30 positions and reducing 137 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $14.9M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 37% of assets, down from 44% a quarter earlier, followed by Technology and Financials.
Against the trend, Transform Wealth opened a new position in Vanguard FTSE All-World ex-US ETF worth $2.7M.
- Transform Wealth's largest Q3 2019 buy was Vanguard FTSE All-World ex-US ETF: 54,097 shares worth $2.7M.
- Transform Wealth added most to Vanguard S&P 500 ETF in Q3 2019, an estimated $17.5M increase.
- Transform Wealth's biggest Q3 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $14.8M.
- Transform Wealth fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2019, selling an estimated $14.9M.
- Transform Wealth's ten largest holdings make up 25% of its $563M portfolio in Q3 2019.
- Transform Wealth opened 10 new positions and closed 30 in Q3 2019.
- Transform Wealth's portfolio value fell 17% quarter-over-quarter to $563M.
Based on Transform Wealth's 13F filing for Q3 2019, filed 24 Oct 2019.