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Transform Wealth Portfolio holdings
AUM
$1.65B
1-Year Est. Return
19.1%
This Fund
S&P 500
This Quarter
Est. Return
+1.72%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$563M
AUM Growth
-$117M
(-17%)
Cap. Flow
-$123M
Cap. Flow
% of AUM
-21.9%
Top 10 Holdings %
Top 10 Hldgs %
24.79%
Holding
240
New
10
Increased
43
Reduced
137
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$17.5M |
| 2 |
Exelon
EXC
|
+$2.75M |
| 3 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$2.7M |
| 4 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$2.29M |
| 5 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$2.13M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$14.9M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$14.8M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$13.3M |
| 4 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$12.3M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.15% |
| 2 | Financials | 11.2% |
| 3 | Healthcare | 7.36% |
| 4 | Communication Services | 6.01% |
| 5 | Consumer Discretionary | 5.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard S&P 500 ETF
VOO
$974B
| $32.4M | 5.74% |
118,699
+64,406
| +119% | +$17.5M |
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$782B
| $16.6M | 2.94% |
55,844
-1,103
| -2% | -$326K |
|
3
Microsoft
MSFT
$2.93T
| $13.8M | 2.46% |
99,609
-6,969
| -7% | -$958K |
|
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $13M | 2.3% |
210,910
+6,823
| +3% | +$410K |
|
5
iShares S&P 500 Growth ETF
IVW
$73.1B
| $12.7M | 2.25% |
281,500
-332
| -0.1% | -$15K |
|
6
Apple
AAPL
$4.9T
| $12.7M | 2.25% |
226,240
-29,180
| -11% | -$1.53M |
|
7
iShares S&P 500 Value ETF
IVE
$48.8B
| $12.2M | 2.16% |
102,212
-349
| -0.3% | -$40.9K |
|
|
8
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
| $9.9M | 1.76% |
212,945
-264,535
| -55% | -$12.3M |
|
9
Accenture
ACN
$87.9B
| $8.64M | 1.53% |
44,931
+8,531
| +23% | +$1.65M |
|
10
Walt Disney
DIS
$170B
| $7.87M | 1.4% |
60,353
-15,175
| -20% | -$2.1M |
|
11
Synchrony
SYF
$24.8B
| $6.87M | 1.22% |
201,505
+353
| +0.2% | +$12.1K |
|
12
Boeing
BA
$169B
| $6.72M | 1.19% |
17,659
+208
| +1% | +$74.3K |
|
13
Lam Research
LRCX
$392B
| $6.67M | 1.18% |
288,740
+37,430
| +15% | +$786K |
|
|
14
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
| $6.6M | 1.17% |
60,673
-122,218
| -67% | -$13.3M |
|
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
| $6.43M | 1.14% |
122,650
+26,844
| +28% | +$1.42M |
|
16
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
| $6.42M | 1.14% |
71,188
-4,286
| -6% | -$391K |
|
17
Adobe
ADBE
$94.3B
| $6.26M | 1.11% |
22,671
+603
| +3% | +$176K |
|
18
Powell Industries
POWL
$8.48B
| $6.23M | 1.11% |
477,240
-1,722
| -0.4% | -$21.4K |
|
19
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.4B
| $6.21M | 1.1% |
159,672
-90,000
| -36% | -$3.52M |
|
20
Starbucks
SBUX
$120B
| $6.1M | 1.08% |
68,998
-3,796
| -5% | -$352K |
|
21
State Street SPDR S&P Dividend ETF
SDY
$21.8B
| $6M | 1.07% |
58,531
+2,967
| +5% | +$299K |
|
22
Target
TGT
$63.4B
| $5.85M | 1.04% |
54,730
-6,086
| -10% | -$579K |
|
23
JPMorgan Chase
JPM
$907B
| $5.81M | 1.03% |
49,394
-8,528
| -15% | -$965K |
|
|
24
Exelon
EXC
$47.3B
| $5.8M | 1.03% |
168,309
+81,857
| +95% | +$2.75M |
|
25
First Trust Preferred Securities and Income ETF
FPE
$6.36B
| $5.68M | 1.01% |
287,864
+5,867
| +2% | +$115K |
|
Similar funds
PAME
UH
AP
ST
MBA
FP
CC
SIA
Transform Wealth's Q3 2019 Portfolio in Review
As of Q3 2019, Transform Wealth held 240 positions worth $563M, down 17% from $680M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Transform Wealth withdrew a net $123M in Q3 2019, closing 30 positions and reducing 137 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $14.9M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Transform Wealth opened a new position in Vanguard FTSE All-World ex-US ETF worth $2.7M.
- Transform Wealth's largest Q3 2019 buy was Vanguard FTSE All-World ex-US ETF: 54,097 shares worth $2.7M.
- Transform Wealth added most to Vanguard S&P 500 ETF in Q3 2019, an estimated $17.5M increase.
- Transform Wealth's biggest Q3 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $14.8M.
- Transform Wealth fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2019, selling an estimated $14.9M.
- Transform Wealth's ten largest holdings make up 25% of its $563M portfolio in Q3 2019.
- Transform Wealth opened 10 new positions and closed 30 in Q3 2019.
- Transform Wealth's portfolio value fell 17% quarter-over-quarter to $563M.
Based on Transform Wealth's 13F filing for Q3 2019, filed 24 Oct 2019.