Transform Wealth’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

Transform Wealth’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-137,540	Closed	-$9.28M	–	198
2018 Q3	$9.28M	Buy	137,540 +8,080	+6%	+$543K	1.61%	10
2018 Q2	$8.18M	Buy	129,460 +56,032	+76%	+$3.44M	1.48%	10
2018 Q1	$4.27M	Buy	73,428 +2,972	+4%	+$173K	0.81%	39
2017 Q4	$4M	Buy	70,456 +3,780	+6%	+$218K	0.74%	43
2017 Q3	$3.8M	Buy	+66,676	New	+$3.61M	1.33%	12
2017 Q2	–	Sell	-62,768	Closed	-$3.34M	–	154
2017 Q1	$3.34M	Buy	62,768 +3,888	+7%	+$204K	1.25%	13
2016 Q4	$3.06M	Buy	58,880 +1,116	+2%	+$54.6K	1.22%	11
2016 Q3	$2.76M	Buy	57,764 +2,968	+5%	+$139K	1.19%	11
2016 Q2	$2.44M	Buy	+54,796	New	+$2.39M	1.03%	14

Other funds holding SLYG

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Mariner Overland Park, Kansas $95.2B AUM 32.92% 1-Year Est. Return

APP

Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return

FWP

FAS Wealth Partners Leawood, Kansas $1.92B AUM 26.86% 1-Year Est. Return

CDIA

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

BFG

Barber Financial Group Lenexa, Kansas $567M AUM 5.25% 1-Year Est. Return

Transform Wealth's SLYG Position: Q4 2018 in Review

Transform Wealth sold out of State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) in Q4 2018, closing a stake of 137,540 shares — an estimated $9.28M sold.

Transform Wealth first reported a position in SLYG in Q2 2016 and held it in 9 quarters. The position peaked at $9.28M in Q3 2018. 241 funds tracked by Wall St. Rank hold SLYG as of Q4 2018.

Transform Wealth reported no remaining State Street SPDR S&P 600 Small Cap Growth ETF position as of Q4 2018 after selling out during the quarter.
Transform Wealth sold 137,540 State Street SPDR S&P 600 Small Cap Growth ETF shares in Q4 2018, an estimated $9.28M.
Transform Wealth first reported a position in State Street SPDR S&P 600 Small Cap Growth ETF in Q2 2016 and held it in 9 quarters.
Transform Wealth's State Street SPDR S&P 600 Small Cap Growth ETF position peaked at $9.28M in Q3 2018.
241 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Growth ETF as of Q4 2018.

Based on Transform Wealth's 13F filing for Q4 2018, filed 30 Jan 2019.