Tompkins Financial’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Tompkins Financial’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$66.6K	Hold	658	–	–	﹤0.01%	310
2026 Q2	$70.9K	Buy	+658	New	+$68.2K	0.01%	301
2025 Q4	–	Sell	-1,308	Closed	-$118K	–	644
2025 Q3	$118K	Hold	1,308	–	–	0.01%	236
2025 Q2	$108K	Hold	1,308	–	–	0.01%	237
2025 Q1	$100K	Hold	1,308	–	–	0.01%	259
2024 Q4	$102K	Hold	1,308	–	–	0.01%	255
2024 Q3	$100K	Hold	1,308	–	–	0.01%	267
2024 Q2	$94.3K	Hold	1,308	–	–	0.01%	282
2024 Q1	$95.5K	Hold	1,308	–	–	0.01%	281
2023 Q4	$94.4K	Hold	1,308	–	–	0.01%	281
2023 Q3	$88.7K	Hold	1,308	–	–	0.01%	266
2023 Q2	$91.5K	Hold	1,308	–	–	0.01%	274
2023 Q1	$87.7K	Hold	1,308	–	–	0.01%	278
2022 Q4	$84K	Hold	1,308	–	–	0.01%	282
2022 Q3	$83K	Hold	1,308	–	–	0.01%	284
2022 Q2	$84K	Sell	1,308 -97	-7%	-$6.73K	0.01%	287
2022 Q1	$108K	Hold	1,405	–	–	0.02%	278
2021 Q4	$117K	Buy	+1,405	New	+$120K	0.02%	175
2020 Q4	–	Sell	-4,500	Closed	-$310K	–	542
2020 Q3	$310K	Hold	4,500	–	–	0.06%	127
2020 Q2	$272K	Hold	4,500	–	–	0.06%	135
2020 Q1	$215K	Hold	4,500	–	–	0.05%	145
2019 Q4	$250K	Buy	+4,500	New	+$242K	0.05%	155

Other funds holding CWB

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Paladin Partners Hartland, Wisconsin $162M AUM 13.31% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $389M AUM 10.81% 1-Year Est. Return

BFG

Baron Financial Group Fair Lawn, New Jersey $205M AUM 12.06% 1-Year Est. Return

DJYG

David J. Yvars Group University Park, Florida $218M AUM 23.7% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $2.57B AUM 28.13% 1-Year Est. Return

HAG

HF Advisory Group Annapolis, Maryland $336M AUM 14.9% 1-Year Est. Return

AWA

Aletheian Wealth Advisors Bellevue, Washington $249M AUM

FFN

Focus Financial Network Minneapolis, Minnesota $3.3B AUM 21.52% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Tompkins Financial's CWB Position: Q3 2026 in Review

Tompkins Financial held its State Street SPDR Bloomberg Convertible Securities ETF (CWB) position steady in Q3 2026 at 658 shares worth $66.6K. The position accounts for ﹤0.01% of the portfolio, ranked #310.

Tompkins Financial first reported a position in CWB in Q4 2019 and has held it in 22 quarters since. The position peaked at $310K in Q3 2020. 48 funds tracked by Wall St. Rank hold CWB as of Q3 2026.

Tompkins Financial held 658 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $66.6K as of Q3 2026.
Tompkins Financial left its State Street SPDR Bloomberg Convertible Securities ETF share count unchanged in Q3 2026.
State Street SPDR Bloomberg Convertible Securities ETF made up ﹤0.01% of Tompkins Financial's portfolio in Q3 2026, its #310 holding.
Tompkins Financial first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2019 and has held it in 22 quarters since.
Tompkins Financial's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $310K in Q3 2020.
48 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2026.

Based on Tompkins Financial's 13F filing for Q3 2026, filed 5 Oct 2026.