TFS Capital’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

TFS Capital’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-3,544	Closed	-$264K	–	1102
2016 Q2	$264K	Buy	3,544 +39	+1%	+$2.66K	0.05%	645
2016 Q1	$207K	Sell	3,505 -3,251	-48%	-$166K	0.03%	757
2015 Q4	$392K	Buy	+6,756	New	+$478K	0.04%	471
2015 Q2	–	Sell	-4,832	Closed	-$551K	–	1172
2015 Q1	$551K	Buy	+4,832	New	+$555K	0.05%	520
2014 Q4	–	Sell	-8,666	Closed	-$1.2M	–	1240
2014 Q3	$1.2M	Sell	8,666 -1,214	-12%	-$170K	0.1%	318
2014 Q2	$1.41M	Buy	+9,880	New	+$1.27M	0.11%	293
2014 Q1	–	Sell	-3,521	Closed	-$401K	–	1677
2013 Q4	$401K	Buy	+3,521	New	+$394K	0.02%	940

Other funds holding TTP

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

FCH

Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return

TFS Capital's TTP Position: Q3 2016 in Review

TFS Capital sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q3 2016, closing a stake of 3,544 shares — an estimated $264K sold.

TFS Capital first reported a position in TTP in Q4 2013 and held it in 7 quarters. The position peaked at $1.41M in Q2 2014. 33 funds tracked by Wall St. Rank hold TTP as of Q3 2016.

TFS Capital reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q3 2016 after selling out during the quarter.
TFS Capital sold 3,544 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q3 2016, an estimated $264K.
TFS Capital first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q4 2013 and held it in 7 quarters.
TFS Capital's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $1.41M in Q2 2014.
33 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q3 2016.

Based on TFS Capital's 13F filing for Q3 2016, filed 10 Nov 2016.