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TAM

TFG Asset Management Portfolio holdings

AUM $635M
1-Year Est. Return 28.07%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+28.07%
3 Year Est. Return
+72.07%
5 Year Est. Return
+87.41%
10 Year Est. Return
+132.97%
AUM
$830M
AUM Growth
-$630M
Cap. Flow
-$886M
Cap. Flow %
-106.81%
Top 10 Hldgs %
55.17%
Holding
179
New
1
Increased
10
Reduced
14
Closed
32

Top Buys

Rank Stock Value
1
CXM icon
Sprinklr
CXM
+$14.1M
2
OKTA icon
Okta
OKTA
+$6.02M
3
TAK icon
Takeda Pharmaceutical
TAK
+$5.66M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.81M
5
PATH icon
UiPath
PATH
+$4.38M

Top Sells

Rank Stock Value
1
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$78.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$73.2M
3
SNOW icon
Snowflake
SNOW
+$24.8M
4
PING
Ping Identity Holding Corp.
PING
+$16M
5
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$11M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.34%
2 Technology 13.26%
3 Financials 9.45%
4 Healthcare 3.81%
5 Consumer Discretionary 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEEW
1
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$91.1M 10.97%
1,133,303
-136,096
-11% -$10.6M
EXEEZ
2
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$31.8M 3.84%
417,255
-993,134
-70% -$73.2M
LYFT icon
3
Lyft
LYFT
$6.7B
$29M 3.49%
2,200,000
+250,000
+13% +$3.85M
PATH icon
4
UiPath
PATH
$9.4B
$25.2M 3.04%
2,000,000
+250,000
+14% +$4.38M
TAK icon
5
Takeda Pharmaceutical
TAK
$57.6B
$21.8M 2.63%
1,682,834
+407,178
+32% +$5.66M
BALY icon
6
Bally's
BALY
$476M
$19.8M 2.38%
1,000,000
-400,000
-29% -$9.16M
CXM icon
7
Sprinklr
CXM
$1.91B
$18.4M 2.22%
2,000,000
+1,250,000
+167% +$14.1M
CRWD icon
8
CrowdStrike
CRWD
$224B
$16.5M 1.99%
400,000
-140,000
-26% -$6.4M
HTZWW
9
Hertz Global Holdings Warrants
HTZWW
$86M
$12M 1.44%
1,344,528
+446,169
+50% +$4.81M
EXEEL
10
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$9.03M 1.09%
123,265
-1,113,634
-90% -$78.1M
TCVA
11
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$8.82M 1.06%
900,000
– –
SNOW icon
12
Snowflake
SNOW
$114B
$8.5M 1.02%
50,000
-150,000
-75% -$24.8M
HERA
13
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$7.99M 0.96%
805,000
– –
GSQD
14
DELISTED
G Squared Ascend I Inc.
GSQD
$7.44M 0.9%
750,000
– –
MVLA
15
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$7.31M 0.88%
735,615
-240,534
-25% -$2.37M
AUTL
16
Autolus Therapeutics
AUTL
$623M
$6.5M 0.78%
3,039,381
+19,968
+0.7% +$59.2K
DHBC
17
DELISTED
DHB Capital Corp. Class A common stock
DHBC
$5.78M 0.7%
587,267
– –
WQGA
18
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
$5.77M 0.7%
575,000
– –
TSPQ
19
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$5.63M 0.68%
573,982
-500,000
-47% -$4.9M
THCP
20
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
$4.87M 0.59%
500,000
– –
SPCM
21
DELISTED
Sound Point Acquisition Corp I, Ltd Class A Ordinary Share
SPCM
$4.08M 0.49%
400,000
– –
OKTA icon
22
Okta
OKTA
$29.1B
$3.98M 0.48%
+70,000
New +$6.02M
CZOO
23
DELISTED
Cazoo Group Ltd
CZOO
$3.56M 0.43%
3,868
+1,100
+40% +$1.47M
AHRN
24
DELISTED
Ahren Acquisition Corp
AHRN
$3.52M 0.42%
350,000
-1,016,660
-74% -$10.2M
FRLN
25
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
$2.8M 0.34%
266,667
+15,966
+6% +$208K
1
2 3 4 5

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TFG Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, TFG Asset Management held 179 positions worth $830M, down 43% from $1.46B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

TFG Asset Management withdrew a net $886M in Q3 2022, closing 32 positions and reducing 14 holdings. Its most notable exit was Ping Identity Holding Corp., an estimated $16M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, up from 66% a quarter earlier, followed by Technology and Financials.

Against the trend, TFG Asset Management opened a new position in Okta worth $3.98M.

  • TFG Asset Management's largest Q3 2022 buy was Okta: 70,000 shares worth $3.98M.
  • TFG Asset Management added most to Sprinklr in Q3 2022, an estimated $14.1M increase.
  • TFG Asset Management's biggest Q3 2022 reduction was Expand Energy Corp Class C Warrants, cutting an estimated $78.1M.
  • TFG Asset Management fully exited Ping Identity Holding Corp. in Q3 2022, selling an estimated $16M.
  • TFG Asset Management's ten largest holdings make up 55% of its $830M portfolio in Q3 2022.
  • TFG Asset Management opened 1 new position and closed 32 in Q3 2022.
  • TFG Asset Management's portfolio value fell 43% quarter-over-quarter to $830M.

Based on TFG Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.