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TAM

TFG Asset Management Portfolio holdings

AUM $635M Turnover 36.96%
1-Year Est. Return 28.07%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+28.07%
3 Year Est. Return
+72.07%
5 Year Est. Return
+87.41%
10 Year Est. Return
+132.97%
AUM
$1.63B
AUM Growth
-$204M
Cap. Flow
-$1.21B
Cap. Flow %
-74.22%
Top 10 Hldgs %
48.48%
Holding
222
New
28
Increased
8
Reduced
7
Closed
18
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.7 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.7 years

Top Buys

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$8.05M
2
THCP icon
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
+$5.08M
3
CORS
Corsair Partnering Corporation
CORS
+$4.89M
4
BSKY
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
+$4.88M
5
PFTA icon
Perception Capital Corp. III Class A Ordinary Share
PFTA
+$4.7M

Top Sells

Rank Stock Value
1
GEO icon
The GEO Group
GEO
+$10.3M
2
MP icon
MP Materials
MP
+$6.58M
3
THCPU icon
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
+$4.96M
4
PSPC.U
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
+$4.68M
5
SMIHU
Summit Healthcare Acquisition Corp. Units
SMIHU
+$3.75M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.51%
2 Financials 14.92%
3 Healthcare 3.02%
4 Technology 1.77%
5 Consumer Discretionary 1.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TAK icon
1
Takeda Pharmaceutical
TAK
$62.6B
$22.1M 1.35%
1,346,933
– –
2019 Q1
10 quarters
BALY icon
2
Bally's
BALY
$685M
$18.8M 1.15%
375,000
+25,000
+7% +$1.22M
2021 Q1
2 quarters
AUTL icon
3
Autolus Therapeutics
AUTL
$458M
$16.4M 1%
2,500,000
– –
2018 Q2
13 quarters
PING
4
DELISTED
Ping Identity Holding Corp.
PING
$12.2M 0.75%
496,256
-3,744
-0.7% -$90.8K
2021 Q2
1 quarter
EXEEW
5
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$11.9M 0.73%
327,138
+258,430
+376% +$8.05M
2021 Q2
1 quarter
KAHC
6
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$10.5M 0.64%
1,074,802
– –
2021 Q2
1 quarter
FVIV
7
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$10.4M 0.64%
1,067,595
– –
2021 Q2
1 quarter
AISP icon
8
Airship AI Holdings
AISP
$72M
$8.25M 0.51%
850,000
– –
2021 Q2
1 quarter
GSQD
9
DELISTED
G Squared Ascend I Inc.
GSQD
$7.4M 0.45%
750,000
– –
2021 Q1
2 quarters
VAQC
10
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$7.32M 0.45%
750,330
– –
2021 Q1
2 quarters
WPCB
11
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$7.31M 0.45%
747,000
– –
2021 Q2
1 quarter
AAQC
12
DELISTED
Accelerate Acquisition Corp
AAQC
$7.3M 0.45%
750,000
– –
2021 Q2
1 quarter
GROV icon
13
Grove Collaborative
GROV
$41.4M
$7.28M 0.45%
150,000
– –
2021 Q2
1 quarter
GIG
14
DELISTED
GigCapital4, Inc. Common stock
GIG
$6.9M 0.42%
700,000
– –
2021 Q2
1 quarter
PDOT
15
DELISTED
Peridot Acquisition Corp. II
PDOT
$6.8M 0.42%
700,000
– –
2021 Q2
1 quarter
ROSS
16
DELISTED
Ross Acquisition Corp II
ROSS
$6.55M 0.4%
675,493
– –
2021 Q2
1 quarter
LGV
17
DELISTED
Longview Acquisition Corp. II
LGV
$6.43M 0.39%
650,000
– –
2021 Q2
1 quarter
TSPQ
18
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$6.36M 0.39%
650,000
– –
2021 Q2
1 quarter
MVLA
19
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$6.28M 0.39%
635,619
– –
2021 Q2
1 quarter
GSEV
20
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$6.14M 0.38%
623,700
– –
2021 Q2
1 quarter
ACQR
21
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$5.86M 0.36%
600,000
– –
2021 Q2
1 quarter
HERA
22
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$5.84M 0.36%
600,000
– –
2021 Q2
1 quarter
AGGR
23
DELISTED
Agile Growth Corp
AGGR
$5.4M 0.33%
556,632
– –
2021 Q2
1 quarter
SBII
24
DELISTED
Sandbridge X2 Corp.
SBII
$5.34M 0.33%
550,000
– –
2021 Q2
1 quarter
SPKB
25
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
$5.2M 0.32%
530,200
– –
2021 Q2
1 quarter
1
2 3 4 5

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AFG
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MCM
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BAM
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LRIA
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TFG Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, TFG Asset Management held 222 positions worth $1.63B, down 11% from $1.83B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

TFG Asset Management withdrew a net $1.21B in Q3 2021, closing 18 positions and reducing 7 holdings. Its most notable exit was The GEO Group, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, down from 81% a quarter earlier, followed by Financials and Healthcare.

Against the trend, TFG Asset Management opened a new position in Thunder Bridge Capital Partners IV, Inc. Class A Common Stock worth $4.85M.

  • TFG Asset Management's largest Q3 2021 buy was Thunder Bridge Capital Partners IV, Inc. Class A Common Stock: 500,000 shares worth $4.85M.
  • TFG Asset Management added most to Expand Energy Corp Class A Warrants in Q3 2021, an estimated $8.05M increase.
  • TFG Asset Management's biggest Q3 2021 reduction was TPG Pace Solutions Corp., cutting an estimated $2M.
  • TFG Asset Management fully exited The GEO Group in Q3 2021, selling an estimated $10.3M.
  • TFG Asset Management's ten largest holdings make up 48% of its $1.63B portfolio in Q3 2021.
  • TFG Asset Management opened 28 new positions and closed 18 in Q3 2021.
  • TFG Asset Management's portfolio value fell 11% quarter-over-quarter to $1.63B.

Based on TFG Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.