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TAM

TFG Asset Management Portfolio holdings

AUM $635M
1-Year Est. Return 28.07%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+28.07%
3 Year Est. Return
+72.07%
5 Year Est. Return
+87.41%
10 Year Est. Return
+132.97%
AUM
$659M
AUM Growth
+$42.7M
Cap. Flow
-$455M
Cap. Flow %
-68.99%
Top 10 Hldgs %
60.5%
Holding
42
New
3
Increased
3
Reduced
1
Closed
4

Top Buys

Rank Stock Value
1
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$2.35M
2
SHPG
Shire pic
SHPG
+$1.3M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$689K
4
CISN.WS
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
+$143K
5
ASB.WS
Associated Banc-Corp Warrants
ASB.WS
+$83.4K

Top Sells

Rank Stock Value
1
GM.WS.B
General Motors Company
GM.WS.B
+$54.2M
2
PPLI
People Inc
PPLI
+$1.74M
3
OSG
Octave Specialty Group
OSG
+$1.62M
4
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$961K

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.83%
2 Technology 6.4%
3 Healthcare 3.97%
4 Materials 1.87%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
1
CALL
DELISTED
Monsanto Co
MON
$46.7M 7.09%
+400,000
New +$47.6M
ARRS
2
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$42.2M 6.4%
1,640,943
+83,475
+5% +$2.35M
SHPG
3
DELISTED
Shire pic
SHPG
$25.3M 3.85%
163,414
+8,790
+6% +$1.3M
ZIONW
4
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$17.6M 2.67%
952,645
– –
MON
5
DELISTED
Monsanto Co
MON
$11.7M 1.77%
100,000
– –
DHT icon
6
DHT Holdings
DHT
$3.17B
$6.19M 0.94%
1,724,450
– –
GM.WS.B
7
DELISTED
General Motors Company
GM.WS.B
$6.04M 0.92%
258,009
-2,119,806
-89% -$54.2M
TWNKW
8
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.46M 0.22%
625,000
+375,000
+150% +$689K
WMGIZ
9
DELISTED
Wright Medical Group, Inc. Contingent Value Right
WMGIZ
$1.12M 0.17%
738,994
– –
NVRO
10
DELISTED
NEVRO CORP.
NVRO
$787K 0.12%
11,400
– –
MUX icon
11
McEwen Inc
MUX
$1.25B
$652K 0.1%
28,611
– –
CISN.WS
12
DELISTED
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
$139K 0.02%
+50,973
New +$143K
ASB.WS
13
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$89K 0.01%
+14,525
New +$83.4K
OSG
14
Octave Specialty Group
OSG
$209M
– –
-94,000
Closed -$1.62M
PPLI
15
People Inc
PPLI
$2.91B
– –
-82,812
Closed -$1.74M
SPY icon
16
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
– –
-50,000
Closed -$1.26M
GCVRZ
17
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-2,670,316
Closed -$961K

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AFG
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MWA
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TFG Asset Management's Q4 2017 Portfolio in Review

As of Q4 2017, TFG Asset Management held 42 positions worth $659M, up 6.9% from $616M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

TFG Asset Management withdrew a net $455M in Q4 2017, closing 4 positions and reducing 1 holding. Its most notable exit was People Inc, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Technology and Healthcare.

Against the trend, TFG Asset Management opened a new position in Cision Ltd. Warrants, each to purchase one Ordinary Share worth $139K.

  • TFG Asset Management's largest Q4 2017 buy was Cision Ltd. Warrants, each to purchase one Ordinary Share: 50,973 shares worth $139K.
  • TFG Asset Management added most to ARRIS International plc Ordinary Shares in Q4 2017, an estimated $2.35M increase.
  • TFG Asset Management's biggest Q4 2017 reduction was General Motors Company, cutting an estimated $54.2M.
  • TFG Asset Management fully exited People Inc in Q4 2017, selling an estimated $1.74M.
  • TFG Asset Management's ten largest holdings make up 61% of its $659M portfolio in Q4 2017.
  • TFG Asset Management opened 3 new positions and closed 4 in Q4 2017.
  • TFG Asset Management's portfolio value rose 6.9% quarter-over-quarter to $659M.

Based on TFG Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.