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TAM

TFG Asset Management Portfolio holdings

AUM $635M Turnover 36.96%
1-Year Est. Return 28.07%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+28.07%
3 Year Est. Return
+72.07%
5 Year Est. Return
+87.41%
10 Year Est. Return
+132.97%
AUM
$659M
AUM Growth
+$42.7M
Cap. Flow
-$455M
Cap. Flow %
-68.99%
Top 10 Hldgs %
60.5%
Holding
42
New
3
Increased
3
Reduced
1
Closed
4
Avg Time Held Equity + Options
0.9 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
0.9 years
Top 10 Avg Time Held Equity only
0.6 years
Top 20 Avg Time Held Equity only
0.8 years

Top Buys

Rank Stock Value
1
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$2.35M
2
SHPG
Shire pic
SHPG
+$1.3M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$689K
4
CISN.WS
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
+$143K
5
ASB.WS icon
Associated Banc-Corp Warrants
ASB.WS
+$83.4K

Top Sells

Rank Stock Value
1
GM.WS.B icon
General Motors Company
GM.WS.B
+$54.2M
2
PPLI icon
People Inc
PPLI
+$1.74M
3
OSG icon
Octave Specialty Group
OSG
+$1.62M
4
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$961K

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.83%
2 Technology 6.4%
3 Healthcare 3.97%
4 Materials 1.87%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MON
1
CALL
DELISTED
Monsanto Co
MON
$46.7M 7.09%
+400,000
New +$47.6M
2017 Q4
0 quarters
ARRS
2
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$42.2M 6.4%
1,640,943
+83,475
+5% +$2.35M
2015 Q4
8 quarters
SHPG
3
DELISTED
Shire pic
SHPG
$25.3M 3.85%
163,414
+8,790
+6% +$1.3M
2016 Q2
6 quarters
ZIONW
4
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$17.6M 2.67%
952,645
– –
2017 Q1
3 quarters
MON
5
DELISTED
Monsanto Co
MON
$11.7M 1.77%
100,000
– –
2016 Q3
5 quarters
DHT icon
6
DHT Holdings
DHT
$3.9B
$6.19M 0.94%
1,724,450
– –
2017 Q1
3 quarters
GM.WS.B icon
7
DELISTED
General Motors Company
GM.WS.B
$6.04M 0.92%
258,009
-2,119,806
-89% -$54.2M
2015 Q4
8 quarters
TWNKW
8
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.46M 0.22%
625,000
+375,000
+150% +$689K
2017 Q3
1 quarter
WMGIZ
9
DELISTED
Wright Medical Group, Inc. Contingent Value Right
WMGIZ
$1.12M 0.17%
738,994
– –
2015 Q4
8 quarters
NVRO icon
10
DELISTED
NEVRO CORP.
NVRO
$787K 0.12%
11,400
– –
2016 Q3
5 quarters
MUX icon
11
McEwen Inc
MUX
$971M
$652K 0.1%
28,611
– –
2017 Q3
1 quarter
CISN.WS
12
DELISTED
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
$139K 0.02%
+50,973
New +$143K
2017 Q4
0 quarters
ASB.WS icon
13
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$89K 0.01%
+14,525
New +$83.4K
2017 Q4
0 quarters
OSG icon
14
Octave Specialty Group
OSG
$209M
– –
-94,000
Closed -$1.62M –
PPLI icon
15
People Inc
PPLI
$2.98B
– –
-82,812
Closed -$1.74M –
SPY icon
16
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
– –
-50,000
Closed -$1.26M –
GCVRZ
17
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-2,670,316
Closed -$961K –

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TFG Asset Management's Q4 2017 Portfolio in Review

As of Q4 2017, TFG Asset Management held 42 positions worth $659M, up 6.9% from $616M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

TFG Asset Management withdrew a net $455M in Q4 2017, closing 4 positions and reducing 1 holding. Its most notable exit was People Inc, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Technology and Healthcare.

Against the trend, TFG Asset Management opened a new position in Cision Ltd. Warrants, each to purchase one Ordinary Share worth $139K.

  • TFG Asset Management's largest Q4 2017 buy was Cision Ltd. Warrants, each to purchase one Ordinary Share: 50,973 shares worth $139K.
  • TFG Asset Management added most to ARRIS International plc Ordinary Shares in Q4 2017, an estimated $2.35M increase.
  • TFG Asset Management's biggest Q4 2017 reduction was General Motors Company, cutting an estimated $54.2M.
  • TFG Asset Management fully exited People Inc in Q4 2017, selling an estimated $1.74M.
  • TFG Asset Management's ten largest holdings make up 61% of its $659M portfolio in Q4 2017.
  • TFG Asset Management opened 3 new positions and closed 4 in Q4 2017.
  • TFG Asset Management's portfolio value rose 6.9% quarter-over-quarter to $659M.

Based on TFG Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.