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TAM

TFG Asset Management Portfolio holdings

AUM $635M
1-Year Est. Return 28.07%
This Fund
S&P 500
This Quarter Est. Return
-1.3%
1 Year Est. Return
+28.07%
3 Year Est. Return
+72.07%
5 Year Est. Return
+87.41%
10 Year Est. Return
+132.97%
AUM
$561M
AUM Growth
-$128M
Cap. Flow
-$398M
Cap. Flow %
-71.03%
Top 10 Hldgs %
68.03%
Holding
62
New
12
Increased
2
Reduced
5
Closed
15

Top Buys

Rank Stock Value
1
LYFT icon
Lyft
LYFT
+$60.1M
2
OMN
OMNOVA Solutions Inc.
OMN
+$19.8M
3
AUTL
Autolus Therapeutics
AUTL
+$3.97M
4
TAK icon
Takeda Pharmaceutical
TAK
+$3.78M
5
AWK icon
American Water Works
AWK
+$2.11M

Top Sells

Rank Stock Value
1
GM.WS.B
General Motors Company
GM.WS.B
+$11.6M
2
DHT icon
DHT Holdings
DHT
+$6.5M
3
HCC icon
Warrior Met Coal
HCC
+$6.25M
4
NCMI icon
National CineMedia
NCMI
+$2.6M
5
CNI icon
Canadian National Railway
CNI
+$2.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 80.05%
2 Technology 8.15%
3 Healthcare 4.58%
4 Industrials 4.32%
5 Communication Services 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYFT icon
1
Lyft
LYFT
$5.84B
$44.9M 8.01%
+1,100,000
New +$60.1M
OMN
2
DELISTED
OMNOVA Solutions Inc.
OMN
$20.1M 3.59%
+2,000,000
New +$19.8M
AUTL
3
Autolus Therapeutics
AUTL
$514M
$16.1M 2.88%
1,300,000
+300,000
+30% +$3.97M
NCMI icon
4
National CineMedia
NCMI
$214M
$11.2M 2%
137,070
-34,781
-20% -$2.6M
TAK icon
5
Takeda Pharmaceutical
TAK
$60.7B
$6.84M 1.22%
397,662
+218,700
+122% +$3.78M
CFXA
6
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
0
– –
ZIONW
7
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$4.08M 0.73%
341,557
-55,005
-14% -$590K
AWK icon
8
American Water Works
AWK
$27.2B
$2.17M 0.39%
+17,500
New +$2.11M
LMT icon
9
Lockheed Martin
LMT
$123B
$1.64M 0.29%
4,200
-1,000
-19% -$376K
TWNKW
10
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.51M 0.27%
882,467
– –
VLO icon
11
Valero Energy
VLO
$118B
$1.15M 0.21%
+13,500
New +$1.09M
ACB
12
Aurora Cannabis
ACB
$244M
$1.1M 0.2%
+2,081
New +$1.54M
PII icon
13
Polaris
PII
$3.2B
$995K 0.18%
+11,300
New +$980K
HXL icon
14
Hexcel
HXL
$6.67B
$986K 0.18%
+12,000
New +$980K
NOC icon
15
Northrop Grumman
NOC
$74.6B
$937K 0.17%
+2,500
New +$885K
ADAP
16
DELISTED
Adaptimmune Therapeutics
ADAP
$755K 0.13%
500,000
– –
LXRX icon
17
Lexicon Pharmaceuticals
LXRX
$921M
$611K 0.11%
+202,887
New +$628K
EPAM icon
18
EPAM Systems
EPAM
$6.07B
$547K 0.1%
3,000
-2,500
-45% -$471K
GOL
19
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$541K 0.1%
+35,000
New +$642K
ESNT icon
20
Essent Group
ESNT
$6.13B
$453K 0.08%
+9,500
New +$454K
PGEN icon
21
Precigen
PGEN
$2.76B
$250K 0.04%
43,634
– –
UIS icon
22
Unisys
UIS
$185M
$244K 0.04%
+32,885
New +$292K
TMQ
23
Trilogy Metals
TMQ
$581M
$206K 0.04%
124,276
-175,000
-58% -$353K
CNI icon
24
Canadian National Railway
CNI
$72.1B
– –
-27,700
Closed -$2.56M
DHT icon
25
DHT Holdings
DHT
$3.74B
– –
-1,100,000
Closed -$6.5M
1
2

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TFG Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, TFG Asset Management held 62 positions worth $561M, down 19% from $689M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

TFG Asset Management withdrew a net $398M in Q3 2019, closing 15 positions and reducing 5 holdings. Its most notable exit was General Motors Company, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, down from 91% a quarter earlier, followed by Technology and Healthcare.

Against the trend, TFG Asset Management opened a new position in Lyft worth $44.9M.

  • TFG Asset Management's largest Q3 2019 buy was Lyft: 1,100,000 shares worth $44.9M.
  • TFG Asset Management added most to Autolus Therapeutics in Q3 2019, an estimated $3.97M increase.
  • TFG Asset Management's biggest Q3 2019 reduction was National CineMedia, cutting an estimated $2.6M.
  • TFG Asset Management fully exited General Motors Company in Q3 2019, selling an estimated $11.6M.
  • TFG Asset Management's ten largest holdings make up 68% of its $561M portfolio in Q3 2019.
  • TFG Asset Management opened 12 new positions and closed 15 in Q3 2019.
  • TFG Asset Management's portfolio value fell 19% quarter-over-quarter to $561M.

Based on TFG Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.