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TAM

TFG Asset Management Portfolio holdings

AUM $515M
1-Year Est. Return 24.47%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+24.47%
3 Year Est. Return
+54.92%
5 Year Est. Return
+65.34%
10 Year Est. Return
+105.07%
AUM
$830M
AUM Growth
-$630M
Cap. Flow
-$923M
Cap. Flow %
-111.25%
Top 10 Hldgs %
55.17%
Holding
179
New
1
Increased
10
Reduced
14
Closed
32

Top Buys

Rank Stock Value
1
CXM icon
Sprinklr
CXM
+$14.1M
2
OKTA icon
Okta
OKTA
+$6.02M
3
TAK icon
Takeda Pharmaceutical
TAK
+$5.66M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.81M
5
PATH icon
UiPath
PATH
+$4.38M

Top Sells

Rank Stock Value
1
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$78.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$73.2M
3
SNOW icon
Snowflake
SNOW
+$24.8M
4
PING
Ping Identity Holding Corp.
PING
+$16M
5
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$11M

Sector Composition

Rank Sector Weight
1 Technology 13.26%
2 Financials 9.45%
3 Healthcare 3.81%
4 Consumer Discretionary 2.81%
5 Materials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEOWW
101
Zeo Energy Corp Warrants
ZEOWW
$118K
$8K ﹤0.01%
100,000
– –
CIIGW
102
DELISTED
CIIG Capital Partners II, Inc. Warrant
CIIGW
$8K ﹤0.01%
75,000
– –
GSQD.WS
103
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$8K ﹤0.01%
100,000
– –
AUS.WS
104
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$8K ﹤0.01%
81,250
– –
CVIIW
105
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$7K ﹤0.01%
54,501
– –
SPKBW
106
DELISTED
Silver Spike Acquisition Corp II Warrant
SPKBW
$7K ﹤0.01%
132,550
– –
AUROW
107
Aurora Innovation Warrant
AUROW
$388M
$6K ﹤0.01%
12,500
– –
TBSAW
108
DELISTED
TB SA Acquisition Corp Warrant
TBSAW
$6K ﹤0.01%
116,666
– –
CPARW
109
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
$6K ﹤0.01%
50,000
– –
GTPAW
110
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
$6K ﹤0.01%
21,234
– –
WPCA.WS
111
DELISTED
Warburg Pincus Capital Corporation I-A Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCA.WS
$6K ﹤0.01%
64,098
– –
CHAA.WS
112
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$6K ﹤0.01%
135,956
– –
TWLVW
113
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$5K ﹤0.01%
104,978
– –
ACDI.WS
114
DELISTED
Ascendant Digital Acquisition Corp. III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11. 50 per share
ACDI.WS
$5K ﹤0.01%
100,000
– –
BBAI.WS icon
115
BigBear.ai Holdings Warrant
BBAI.WS
$45.5M
$4K ﹤0.01%
25,000
– –
SONDW
116
DELISTED
Sonder Holdings Inc Warrants
SONDW
$3K ﹤0.01%
18,898
– –
MVLAW
117
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$3K ﹤0.01%
127,123
– –
APGB.WS
118
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$3K ﹤0.01%
29,824
– –
SBIGW
119
DELISTED
SpringBig Holdings, Inc. Warrant
SBIGW
$3K ﹤0.01%
50,000
– –
TWNI.WS
120
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$3K ﹤0.01%
133,333
– –
JWSM.WS
121
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$2K ﹤0.01%
24,121
– –
SLAMW
122
DELISTED
Slam Corp. warrant
SLAMW
$2K ﹤0.01%
25,020
– –
LGACW
123
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$2K ﹤0.01%
33,075
– –
BLUA.WS
124
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$1K ﹤0.01%
16,639
– –
NVSAW
125
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
$1K ﹤0.01%
17,607
– –
3 4
5
6 7

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TFG Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, TFG Asset Management held 179 positions worth $830M, down 43% from $1.46B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

TFG Asset Management withdrew a net $923M in Q3 2022, closing 32 positions and reducing 14 holdings. Its most notable exit was Ping Identity Holding Corp., an estimated $16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, TFG Asset Management opened a new position in Okta worth $3.98M.

  • TFG Asset Management's largest Q3 2022 buy was Okta: 70,000 shares worth $3.98M.
  • TFG Asset Management added most to Sprinklr in Q3 2022, an estimated $14.1M increase.
  • TFG Asset Management's biggest Q3 2022 reduction was Expand Energy Corp Class C Warrants, cutting an estimated $78.1M.
  • TFG Asset Management fully exited Ping Identity Holding Corp. in Q3 2022, selling an estimated $16M.
  • TFG Asset Management's ten largest holdings make up 55% of its $830M portfolio in Q3 2022.
  • TFG Asset Management opened 1 new position and closed 32 in Q3 2022.
  • TFG Asset Management's portfolio value fell 43% quarter-over-quarter to $830M.

Based on TFG Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.