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TAM

TFG Asset Management Portfolio holdings

AUM $515M
1-Year Est. Return 24.47%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+24.47%
3 Year Est. Return
+54.92%
5 Year Est. Return
+65.34%
10 Year Est. Return
+105.07%
AUM
$830M
AUM Growth
-$630M
Cap. Flow
-$923M
Cap. Flow %
-111.25%
Top 10 Hldgs %
55.17%
Holding
179
New
1
Increased
10
Reduced
14
Closed
32

Top Buys

Rank Stock Value
1
CXM icon
Sprinklr
CXM
+$14.1M
2
OKTA icon
Okta
OKTA
+$6.02M
3
TAK icon
Takeda Pharmaceutical
TAK
+$5.66M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.81M
5
PATH icon
UiPath
PATH
+$4.38M

Top Sells

Rank Stock Value
1
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$78.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$73.2M
3
SNOW icon
Snowflake
SNOW
+$24.8M
4
PING
Ping Identity Holding Corp.
PING
+$16M
5
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$11M

Sector Composition

Rank Sector Weight
1 Technology 13.26%
2 Financials 9.45%
3 Healthcare 3.81%
4 Consumer Discretionary 2.81%
5 Materials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSAQ.WS
76
DELISTED
Black Spade Acquisition Co Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BSAQ.WS
$19K ﹤0.01%
162,500
– –
TIOAW
77
DELISTED
Tio Tech A Warrants
TIOAW
$19K ﹤0.01%
249,999
– –
ROSS.WS
78
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$18K ﹤0.01%
225,164
– –
LCAHW
79
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$18K ﹤0.01%
100,000
– –
PDOT.WS
80
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$17K ﹤0.01%
140,000
– –
PSPC.WS
81
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$16K ﹤0.01%
150,000
– –
CORS.WS
82
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$14K ﹤0.01%
166,666
– –
HCNEW
83
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$14K ﹤0.01%
75,000
– –
GTPBW
84
DELISTED
Gores Technology Partners II, Inc. Warrant
GTPBW
$14K ﹤0.01%
88,184
– –
AAQC.WS
85
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$14K ﹤0.01%
200,000
– –
HERAW
86
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$13K ﹤0.01%
150,000
– –
TSPQ.WS
87
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$13K ﹤0.01%
216,666
– –
ASZ.WS
88
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$13K ﹤0.01%
125,000
– –
VLATW
89
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$12K ﹤0.01%
100,000
– –
AGGRW
90
DELISTED
Agile Growth Corp Warrant
AGGRW
$12K ﹤0.01%
185,544
– –
ALLG.WS
91
DELISTED
Allego N.V. Warrants
ALLG.WS
$11K ﹤0.01%
24,328
– –
GSQB.WS
92
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$11K ﹤0.01%
108,333
– –
ACQRW
93
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$11K ﹤0.01%
120,000
– –
BSKYW
94
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$10K ﹤0.01%
125,000
– –
THCPW
95
DELISTED
Thunder Bridge Capital Partners IV, Inc. Warrant
THCPW
$9K ﹤0.01%
100,000
– –
WQGA.WS
96
DELISTED
World Quantum Growth Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WQGA.WS
$9K ﹤0.01%
187,500
– –
GSEVW
97
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$9K ﹤0.01%
77,962
– –
DHBCW
98
DELISTED
DHB Capital Corp. Warrant
DHBCW
$9K ﹤0.01%
174,257
– –
WPCB.WS
99
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$9K ﹤0.01%
149,400
– –
SBII.WS
100
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$9K ﹤0.01%
183,333
– –
2 3
4
5 6

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TFG Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, TFG Asset Management held 179 positions worth $830M, down 43% from $1.46B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

TFG Asset Management withdrew a net $923M in Q3 2022, closing 32 positions and reducing 14 holdings. Its most notable exit was Ping Identity Holding Corp., an estimated $16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, TFG Asset Management opened a new position in Okta worth $3.98M.

  • TFG Asset Management's largest Q3 2022 buy was Okta: 70,000 shares worth $3.98M.
  • TFG Asset Management added most to Sprinklr in Q3 2022, an estimated $14.1M increase.
  • TFG Asset Management's biggest Q3 2022 reduction was Expand Energy Corp Class C Warrants, cutting an estimated $78.1M.
  • TFG Asset Management fully exited Ping Identity Holding Corp. in Q3 2022, selling an estimated $16M.
  • TFG Asset Management's ten largest holdings make up 55% of its $830M portfolio in Q3 2022.
  • TFG Asset Management opened 1 new position and closed 32 in Q3 2022.
  • TFG Asset Management's portfolio value fell 43% quarter-over-quarter to $830M.

Based on TFG Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.