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TAM

TFG Asset Management Portfolio holdings

AUM $515M
1-Year Est. Return 24.47%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+24.47%
3 Year Est. Return
+54.92%
5 Year Est. Return
+65.34%
10 Year Est. Return
+105.07%
AUM
$830M
AUM Growth
-$630M
Cap. Flow
-$923M
Cap. Flow %
-111.25%
Top 10 Hldgs %
55.17%
Holding
179
New
1
Increased
10
Reduced
14
Closed
32

Top Buys

Rank Stock Value
1
CXM icon
Sprinklr
CXM
+$14.1M
2
OKTA icon
Okta
OKTA
+$6.02M
3
TAK icon
Takeda Pharmaceutical
TAK
+$5.66M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.81M
5
PATH icon
UiPath
PATH
+$4.38M

Top Sells

Rank Stock Value
1
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$78.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$73.2M
3
SNOW icon
Snowflake
SNOW
+$24.8M
4
PING
Ping Identity Holding Corp.
PING
+$16M
5
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$11M

Sector Composition

Rank Sector Weight
1 Technology 13.26%
2 Financials 9.45%
3 Healthcare 3.81%
4 Consumer Discretionary 2.81%
5 Materials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVII
26
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$2.68M 0.32%
272,508
– –
SVNA
27
DELISTED
7 Acquisition Corp
SVNA
$2.02M 0.24%
200,492
– –
LGAC
28
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$1.64M 0.2%
165,380
– –
ROSS
29
DELISTED
Ross Acquisition Corp II
ROSS
$1.49M 0.18%
150,493
-855,736
-85% -$8.44M
APGB
30
DELISTED
Apollo Strategic Growth Capital II
APGB
$1.47M 0.18%
149,123
– –
WPCB
31
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$1.46M 0.18%
147,000
-600,000
-80% -$5.92M
KAHC
32
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$1.23M 0.15%
124,802
– –
FVIV
33
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$1.15M 0.14%
117,295
-950,300
-89% -$9.32M
SLAM
34
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$1.14M 0.14%
115,082
– –
GTPA
35
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$1.04M 0.13%
106,170
– –
CONX
36
DELISTED
CONX Corp. Class A Common Stock
CONX
$1.04M 0.13%
104,242
– –
GSEV
37
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$1M 0.12%
101,500
– –
IPOF
38
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$998K 0.12%
99,789
– –
SVFA
39
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$996K 0.12%
100,000
– –
FVT
40
DELISTED
Fortress Value Acquisition Corp. III
FVT
$976K 0.12%
98,539
– –
JWSM
41
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$959K 0.12%
96,487
– –
TECK icon
42
Teck Resources
TECK
$29.5B
$863K 0.1%
28,388
+13,620
+92% +$420K
ALB icon
43
Albemarle
ALB
$14B
$842K 0.1%
3,185
+320
+11% +$81.4K
CCV
44
DELISTED
Churchill Capital Corp V
CCV
$776K 0.09%
78,396
– –
WPCA
45
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$699K 0.08%
70,488
-250,000
-78% -$2.47M
BTWN
46
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$671K 0.08%
66,889
– –
PANA
47
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$585K 0.07%
59,681
– –
NVSA
48
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$525K 0.06%
52,821
– –
IPOD
49
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$506K 0.06%
50,554
– –
BLUA
50
DELISTED
BlueRiver Acquisition Corp.
BLUA
$495K 0.06%
50,004
– –
1
2
3 4 5

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TFG Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, TFG Asset Management held 179 positions worth $830M, down 43% from $1.46B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

TFG Asset Management withdrew a net $923M in Q3 2022, closing 32 positions and reducing 14 holdings. Its most notable exit was Ping Identity Holding Corp., an estimated $16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, TFG Asset Management opened a new position in Okta worth $3.98M.

  • TFG Asset Management's largest Q3 2022 buy was Okta: 70,000 shares worth $3.98M.
  • TFG Asset Management added most to Sprinklr in Q3 2022, an estimated $14.1M increase.
  • TFG Asset Management's biggest Q3 2022 reduction was Expand Energy Corp Class C Warrants, cutting an estimated $78.1M.
  • TFG Asset Management fully exited Ping Identity Holding Corp. in Q3 2022, selling an estimated $16M.
  • TFG Asset Management's ten largest holdings make up 55% of its $830M portfolio in Q3 2022.
  • TFG Asset Management opened 1 new position and closed 32 in Q3 2022.
  • TFG Asset Management's portfolio value fell 43% quarter-over-quarter to $830M.

Based on TFG Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.