TCW Group’s PhenixFIN PFX Stock Holding History

TCW Group’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,590	Closed	-$385K	–	693
2015 Q3	$385K	Hold	2,590	–	–	﹤0.01%	665
2015 Q2	$462K	Buy	2,590 +415	+19%	+$76.3K	﹤0.01%	633
2015 Q1	$398K	Buy	+2,175	New	+$405K	﹤0.01%	737

Other funds holding PFX

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

TCW Group's PFX Position: Q4 2015 in Review

TCW Group sold out of PhenixFIN (PFX) in Q4 2015, closing a stake of 2,590 shares — an estimated $385K sold.

TCW Group first reported a position in PFX in Q1 2015 and held it in 3 quarters. The position peaked at $462K in Q2 2015. 98 funds tracked by Wall St. Rank hold PFX as of Q4 2015.

TCW Group reported no remaining PhenixFIN position as of Q4 2015 after selling out during the quarter.
TCW Group sold 2,590 PhenixFIN shares in Q4 2015, an estimated $385K.
TCW Group first reported a position in PhenixFIN in Q1 2015 and held it in 3 quarters.
TCW Group's PhenixFIN position peaked at $462K in Q2 2015.
98 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2015.

Based on TCW Group's 13F filing for Q4 2015, filed 16 Feb 2016.