TCW Group’s PhenixFIN PFX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,590	Closed	-$385K	–	693
2015 Q3	$385K	Hold	2,590	–	–	﹤0.01%	665
2015 Q2	$462K	Buy	2,590 +415	+19%	+$74K	﹤0.01%	633
2015 Q1	$398K	Buy	+2,175	New	+$398K	﹤0.01%	737