TWA
DIAX

TCI Wealth Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

TCI Wealth Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-143
Closed -$3K – 1563
2019
Q3 		$3K Buy
+143
New +$2.52K ﹤0.01% 941

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

TCI Wealth Advisors's DIAX Position: Q4 2019 in Review

TCI Wealth Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2019, closing a stake of 143 shares — an estimated $3K sold.

TCI Wealth Advisors first reported a position in DIAX in Q3 2019 and held it in 1 quarter. The position peaked at $3K in Q3 2019. 80 funds tracked by Wall St. Rank hold DIAX as of Q4 2019.

  • TCI Wealth Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2019 after selling out during the quarter.
  • TCI Wealth Advisors sold 143 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2019, an estimated $3K.
  • TCI Wealth Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019 and held it in 1 quarter.
  • TCI Wealth Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $3K in Q3 2019.
  • 80 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2019.

Based on TCI Wealth Advisors's 13F filing for Q4 2019, filed 27 Jan 2020.