Sumitomo Mitsui DS Asset Management’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-58,439	Closed	-$986K	–	757
2014 Q2	$986K	Sell	58,439 -6,650	-10%	-$112K	0.03%	503
2014 Q1	$1.11M	Buy	65,089 +46,649	+253%	+$839K	0.03%	473
2013 Q4	$335K	Buy	+18,440	New	+$338K	0.01%	738

Other funds holding SUNS

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's SUNS Position: Q3 2014 in Review

Sumitomo Mitsui DS Asset Management sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q3 2014, closing a stake of 58,439 shares — an estimated $986K sold.

Sumitomo Mitsui DS Asset Management first reported a position in SUNS in Q4 2013 and held it in 3 quarters. The position peaked at $1.11M in Q1 2014. 41 funds tracked by Wall St. Rank hold SUNS as of Q3 2014.

Sumitomo Mitsui DS Asset Management reported no remaining SLR Senior Investment Corp. Common Stock position as of Q3 2014 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 58,439 SLR Senior Investment Corp. Common Stock shares in Q3 2014, an estimated $986K.
Sumitomo Mitsui DS Asset Management first reported a position in SLR Senior Investment Corp. Common Stock in Q4 2013 and held it in 3 quarters.
Sumitomo Mitsui DS Asset Management's SLR Senior Investment Corp. Common Stock position peaked at $1.11M in Q1 2014.
41 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q3 2014.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.