Stratos Investment Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Stratos Investment Management’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-221,271	Closed	-$5.51M	–	383
2025 Q2	$5.51M	Buy	221,271 +49,071	+28%	+$1.21M	0.25%	83
2025 Q1	$4.26M	Buy	+172,200	New	+$4.26M	0.23%	86
2024 Q1	–	Sell	-36,773	Closed	-$910K	–	224
2023 Q4	$910K	Sell	36,773 -11,072	-23%	-$267K	0.11%	103
2023 Q3	$1.14M	Sell	47,845 -51	-0.1%	-$1.23K	0.17%	88
2023 Q2	$1.16M	Sell	47,896 -29	-0.1%	-$706	0.18%	89
2023 Q1	$1.16M	Buy	47,925 +6,974	+17%	+$169K	0.2%	90
2022 Q4	$987K	Buy	40,951 +9,354	+30%	+$225K	0.18%	94
2022 Q3	$753K	Buy	+31,597	New	+$778K	0.15%	97

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Stratos Investment Management's UCON Position: Q3 2025 in Review

Stratos Investment Management sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q3 2025, closing a stake of 221,271 shares — an estimated $5.51M sold.

Stratos Investment Management first reported a position in UCON in Q3 2022 and held it in 8 quarters. The position peaked at $5.51M in Q2 2025. 262 funds tracked by Wall St. Rank hold UCON as of Q3 2025.

Stratos Investment Management reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q3 2025 after selling out during the quarter.
Stratos Investment Management sold 221,271 First Trust Smith Unconstrained Bond ETF shares in Q3 2025, an estimated $5.51M.
Stratos Investment Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2022 and held it in 8 quarters.
Stratos Investment Management's First Trust Smith Unconstrained Bond ETF position peaked at $5.51M in Q2 2025.
262 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2025.

Based on Stratos Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.