Stifel Financial’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-23,702	Closed	-$849K	–	2485
2014 Q3	$849K	Buy	23,702 +7,077	+43%	+$253K	0.01%	1221
2014 Q2	$644K	Buy	16,625 +1,594	+11%	+$61.7K	0.01%	1349
2014 Q1	$546K	Buy	+15,031	New	+$546K	0.01%	1393