Sterling Capital Management’s Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 DUKH Stock Holding History

Sterling Capital Management’s Portfolio DUKH Stock Details DUKH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-20,000	Closed	-$539K	–	988
2016 Q2	$539K	Hold	20,000	–	–	﹤0.01%	728
2016 Q1	$525K	Hold	20,000	–	–	﹤0.01%	734
2015 Q4	$512K	Hold	20,000	–	–	﹤0.01%	739
2015 Q3	$502K	Hold	20,000	–	–	﹤0.01%	742
2015 Q2	$493K	Hold	20,000	–	–	﹤0.01%	681
2015 Q1	$506K	Hold	20,000	–	–	﹤0.01%	669
2014 Q4	$498K	Hold	20,000	–	–	﹤0.01%	769
2014 Q3	$481K	Hold	20,000	–	–	0.01%	750
2014 Q2	$478K	Hold	20,000	–	–	﹤0.01%	736
2014 Q1	$464K	Hold	20,000	–	–	﹤0.01%	782
2013 Q4	$413K	Hold	20,000	–	–	﹤0.01%	650
2013 Q3	$417K	Buy	+20,000	New	+$441K	﹤0.01%	458

Other funds holding DUKH

CGH

Crossmark Global Holdings Houston, Texas $7.71B AUM 37.66% 1-Year Est. Return

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 68.52% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

FWCM

Ferguson Wellman Capital Management Portland, Oregon $8.19B AUM 30.56% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $22.7B AUM

Sterling Capital Management's DUKH Position: Q3 2016 in Review

Sterling Capital Management sold out of Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 (DUKH) in Q3 2016, closing a stake of 20,000 shares — an estimated $539K sold.

Sterling Capital Management first reported a position in DUKH in Q3 2013 and held it in 12 quarters. The position peaked at $539K in Q2 2016. 9 funds tracked by Wall St. Rank hold DUKH as of Q3 2016.

Sterling Capital Management reported no remaining Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position as of Q3 2016 after selling out during the quarter.
Sterling Capital Management sold 20,000 Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 shares in Q3 2016, an estimated $539K.
Sterling Capital Management first reported a position in Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 in Q3 2013 and held it in 12 quarters.
Sterling Capital Management's Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position peaked at $539K in Q2 2016.
9 funds tracked by Wall St. Rank held Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 as of Q3 2016.

Based on Sterling Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.