SignalPoint Asset Management’s Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 DUKH Stock Holding History

SignalPoint Asset Management’s Portfolio DUKH Stock Details DUKH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-18,400	Closed	-$440K	–	216
2016 Q4	$440K	Buy	18,400 +6,400	+53%	+$160K	0.11%	163
2016 Q3	$315K	Hold	12,000	–	–	0.08%	181
2016 Q2	$323K	Hold	12,000	–	–	0.13%	166
2016 Q1	$312K	Hold	12,000	–	–	0.13%	157
2015 Q4	$308K	Hold	12,000	–	–	0.14%	130
2015 Q3	$301K	Sell	12,000 -600	-5%	-$15K	0.14%	125
2015 Q2	$319K	Hold	12,600	–	–	0.13%	132
2015 Q1	$319K	Buy	+12,600	New	+$315K	0.13%	132

Other funds holding DUKH

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 68.52% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

FWCM

Ferguson Wellman Capital Management Portland, Oregon $8.19B AUM 30.56% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

TCOV

Trust Company of Vermont Brattleboro, Vermont $2.68B AUM

Intellectus Partners San Francisco, California $490M AUM 35.11% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $22.7B AUM

SignalPoint Asset Management's DUKH Position: Q1 2017 in Review

SignalPoint Asset Management sold out of Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 (DUKH) in Q1 2017, closing a stake of 18,400 shares — an estimated $440K sold.

SignalPoint Asset Management first reported a position in DUKH in Q1 2015 and held it in 8 quarters. The position peaked at $440K in Q4 2016. 9 funds tracked by Wall St. Rank hold DUKH as of Q1 2017.

SignalPoint Asset Management reported no remaining Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position as of Q1 2017 after selling out during the quarter.
SignalPoint Asset Management sold 18,400 Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 shares in Q1 2017, an estimated $440K.
SignalPoint Asset Management first reported a position in Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 in Q1 2015 and held it in 8 quarters.
SignalPoint Asset Management's Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position peaked at $440K in Q4 2016.
9 funds tracked by Wall St. Rank held Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 as of Q1 2017.

Based on SignalPoint Asset Management's 13F filing for Q1 2017, filed 2 May 2017.