Capstone Asset Management’s Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 DUKH Stock Holding History

Capstone Asset Management’s Portfolio DUKH Stock Details DUKH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	$5.72M	Buy	218,689 +6,250	+3%	+$161K	0.16%	157
2017 Q1	$5.52M	Buy	212,439 +1,955	+0.9%	+$49.3K	0.15%	158
2016 Q4	$5.04M	Buy	210,484 +16,352	+8%	+$409K	0.14%	162
2016 Q3	$5.1M	Buy	194,132 +6,358	+3%	+$169K	0.15%	156
2016 Q2	$5.05M	Buy	187,774 +10,105	+6%	+$267K	0.15%	155
2016 Q1	$4.62M	Buy	177,669 +8,650	+5%	+$222K	0.13%	189
2015 Q4	$4.34M	Buy	169,019 +7,145	+4%	+$181K	0.12%	201
2015 Q3	$4.06M	Buy	161,874 +6,045	+4%	+$151K	0.13%	196
2015 Q2	$3.82M	Sell	155,829 -6,641	-4%	-$166K	0.11%	235
2015 Q1	$4.11M	Buy	162,470 +13,545	+9%	+$338K	0.12%	214
2014 Q4	$3.71M	Buy	148,925 +1,535	+1%	+$37.5K	0.11%	240
2014 Q3	$3.54M	Buy	147,390 +13,035	+10%	+$310K	0.12%	206
2014 Q2	$3.21M	Sell	134,355 -4,327	-3%	-$102K	0.1%	232
2014 Q1	$3.22M	Buy	138,682 +4,830	+4%	+$105K	0.1%	236
2013 Q4	$2.76M	Buy	133,852 +1,995	+2%	+$41.6K	0.08%	288
2013 Q3	$2.75M	Buy	131,857 +13,492	+11%	+$297K	0.07%	341
2013 Q2	$2.91M	Buy	+118,365	New	+$2.98M	0.08%	295

Other funds holding DUKH

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

FWCM

Ferguson Wellman Capital Management Portland, Oregon $8.19B AUM 30.56% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

TCOV

Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return

Intellectus Partners San Francisco, California $490M AUM 35.11% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Capstone Asset Management's DUKH Position: Q2 2017 in Review

Capstone Asset Management increased its Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 (DUKH) stake by 2.9% in Q2 2017, buying an estimated $161K and bringing the position to 218,689 shares worth $5.72M. The position accounts for 0.16% of the portfolio, ranked #157.

Capstone Asset Management first reported a position in DUKH in Q2 2013 and has held it in 17 quarters since. 10 funds tracked by Wall St. Rank hold DUKH as of Q2 2017.

Capstone Asset Management held 218,689 shares of Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 worth $5.72M as of Q2 2017.
Capstone Asset Management bought 6,250 Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 shares in Q2 2017, an estimated $161K.
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 made up 0.16% of Capstone Asset Management's portfolio in Q2 2017, its #157 holding.
Capstone Asset Management first reported a position in Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 in Q2 2013 and has held it in 17 quarters since.
10 funds tracked by Wall St. Rank held Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 as of Q2 2017.

Based on Capstone Asset Management's 13F filing for Q2 2017, filed 10 Jul 2017.