Stephens Inc’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Stephens Inc’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-26,040	Closed	-$656K	–	830
2014 Q2	$656K	Buy	26,040 +15,299	+142%	+$374K	0.03%	423
2014 Q1	$257K	Sell	10,741 -8,043	-43%	-$189K	0.01%	645
2013 Q4	$466K	Sell	18,784 -3,454	-16%	-$86K	0.02%	530
2013 Q3	$541K	Sell	22,238 -2,990	-12%	-$71.2K	0.03%	447
2013 Q2	$581K	Buy	+25,228	New	+$640K	0.03%	395

Other funds holding FEM

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Stephens Inc's FEM Position: Q3 2014 in Review

Stephens Inc sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q3 2014, closing a stake of 26,040 shares — an estimated $656K sold.

Stephens Inc first reported a position in FEM in Q2 2013 and held it in 5 quarters. The position peaked at $656K in Q2 2014. 40 funds tracked by Wall St. Rank hold FEM as of Q3 2014.

Stephens Inc reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
Stephens Inc sold 26,040 First Trust Emerging Markets AlphaDEX Fund shares in Q3 2014, an estimated $656K.
Stephens Inc first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2013 and held it in 5 quarters.
Stephens Inc's First Trust Emerging Markets AlphaDEX Fund position peaked at $656K in Q2 2014.
40 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q3 2014.

Based on Stephens Inc's 13F filing for Q3 2014, filed 14 Nov 2014.