State Street’s BlackRock TCP Capital TCPC Stock Holding History

State Street’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-22,600	Closed	-$373K	–	3745
2017 Q3	$373K	Hold	22,600	–	–	﹤0.01%	3520
2017 Q2	$382K	Hold	22,600	–	–	﹤0.01%	3453
2017 Q1	$394K	Hold	22,600	–	–	﹤0.01%	3417
2016 Q4	$382K	Sell	22,600 -7,800	-26%	-$129K	﹤0.01%	3425
2016 Q3	$498K	Hold	30,400	–	–	﹤0.01%	3291
2016 Q2	$465K	Hold	30,400	–	–	﹤0.01%	3400
2016 Q1	$453K	Hold	30,400	–	–	﹤0.01%	3371
2015 Q4	$423K	Hold	30,400	–	–	﹤0.01%	3362
2015 Q3	$413K	Hold	30,400	–	–	﹤0.01%	3368
2015 Q2	$465K	Hold	30,400	–	–	﹤0.01%	3374
2015 Q1	$487K	Sell	30,400 -69,395	-70%	-$1.12M	﹤0.01%	3373
2014 Q4	$1.67M	Buy	99,795 +3,300	+3%	+$54.1K	﹤0.01%	3110
2014 Q3	$1.55M	Sell	96,495 -1,200	-1%	-$20.8K	﹤0.01%	3122
2014 Q2	$1.78M	Sell	97,695 -569,225	-85%	-$9.57M	﹤0.01%	3105
2014 Q1	$11M	Buy	666,920 +32,067	+5%	+$550K	﹤0.01%	2154
2013 Q4	$10.7M	Buy	634,853 +172,532	+37%	+$2.89M	﹤0.01%	2162
2013 Q3	$7.5M	Buy	462,321 +55,157	+14%	+$879K	﹤0.01%	2282
2013 Q2	$6.83M	Buy	+407,164	New	+$6.42M	﹤0.01%	2279

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

State Street's TCPC Position: Q4 2017 in Review

State Street sold out of BlackRock TCP Capital (TCPC) in Q4 2017, closing a stake of 22,600 shares — an estimated $373K sold.

State Street first reported a position in TCPC in Q2 2013 and held it in 18 quarters. The position peaked at $11M in Q1 2014. 111 funds tracked by Wall St. Rank hold TCPC as of Q4 2017.

State Street reported no remaining BlackRock TCP Capital position as of Q4 2017 after selling out during the quarter.
State Street sold 22,600 BlackRock TCP Capital shares in Q4 2017, an estimated $373K.
State Street first reported a position in BlackRock TCP Capital in Q2 2013 and held it in 18 quarters.
State Street's BlackRock TCP Capital position peaked at $11M in Q1 2014.
111 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q4 2017.

Based on State Street's 13F filing for Q4 2017, filed 14 Feb 2018.