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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$106M
AUM Growth
+$3.44M
Cap. Flow
+$1.16M
Cap. Flow %
1.1%
Top 10 Hldgs %
43.56%
Holding
70
New
4
Increased
25
Reduced
30
Closed
4

Top Buys

Rank Stock Value
1
VIS icon
Vanguard Industrials ETF
VIS
+$545K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$528K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$485K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$416K
5
AAPL icon
Apple
AAPL
+$387K

Top Sells

Rank Stock Value
1
HYB
New America High Income Fund, Inc.
HYB
+$1.44M
2
EQH icon
Equitable Holdings
EQH
+$1.05M
3
SEVN
Seven Hills Realty Trust
SEVN
+$432K
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$158K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$70.6K

Sector Composition

Rank Sector Weight
1 Financials 15.96%
2 Real Estate 3.99%
3 Technology 1.52%
4 Utilities 1.34%
5 Consumer Discretionary 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
26
Vanguard Information Technology ETF
VGT
$138B
$1.51M 1.43%
22,320
+6,440
+41% +$485K
FFC
27
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
$1.5M 1.41%
107,539
+1,458
+1% +$23.3K
GDO
28
Western Asset Global Corporate Defined Opportunity Fund
GDO
$76.8M
$1.49M 1.41%
128,793
-1,048
-0.8% -$11.9K
ASGI
29
abrdn Global Infrastructure Income Fund
ASGI
$762M
$1.46M 1.37%
79,198
-892
-1% -$16K
MPV
30
Barings Participation Investors
MPV
$171M
$1.34M 1.26%
75,765
+1,147
+2% +$18.9K
NVG icon
31
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$1.16M 1.09%
93,713
-1,558
-2% -$19.5K
BUI icon
32
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$1.14M 1.08%
50,513
-896
-2% -$20.6K
SOR
33
Source Capital
SOR
$371M
$1.13M 1.07%
27,291
+149
+0.5% +$6.29K
SPH icon
34
Suburban Propane Partners
SPH
$1.21B
$995K 0.94%
47,358
-173
-0.4% -$3.52K
PFD
35
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$840K 0.79%
74,884
-935
-1% -$10.5K
VIS icon
36
Vanguard Industrials ETF
VIS
$8.26B
$840K 0.79%
3,392
+2,105
+164% +$545K
OHI icon
37
Omega Healthcare
OHI
$15.3B
$839K 0.79%
22,020
-924
-4% -$34.4K
BLW icon
38
BlackRock Limited Duration Income Trust
BLW
$492M
$750K 0.71%
53,006
+335
+0.6% +$4.76K
AMZN icon
39
Amazon
AMZN
$2.49T
$678K 0.64%
3,564
+762
+27% +$165K
VTV icon
40
Vanguard Value ETF
VTV
$189B
$632K 0.6%
3,659
+115
+3% +$20.1K
HYT icon
41
BlackRock Corporate High Yield Fund
HYT
$1.35B
$620K 0.58%
64,689
-28
-0% -$274
IRM icon
42
Iron Mountain
IRM
$37.8B
$573K 0.54%
6,655
– –
DOC icon
43
Healthpeak Properties
DOC
$15.5B
$558K 0.53%
27,583
-75
-0.3% -$1.52K
RNP icon
44
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$545K 0.51%
24,683
+4,705
+24% +$101K
MSD
45
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$544K 0.51%
67,607
+5,834
+9% +$46.9K
STK
46
Columbia Seligman Premium Technology Growth Fund
STK
$841M
$448K 0.42%
16,000
-9
-0.1% -$283
VB icon
47
Vanguard Small-Cap ETF
VB
$79.9B
$444K 0.42%
2,001
-38
-2% -$9.07K
DUK icon
48
Duke Energy
DUK
$100B
$429K 0.4%
3,516
-120
-3% -$13.7K
XLV icon
49
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$407K 0.38%
2,787
+422
+18% +$61.3K
WMT icon
50
Walmart Inc
WMT
$889B
$387K 0.36%
4,410
– –
1
2
3

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MF
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PIP
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VDC
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PA
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CF
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VB
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Smith Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Smith Asset Management held 70 positions worth $106M, up 3.4% from $103M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Smith Asset Management's Q1 2025 filing shows 4 new, 25 increased, 30 reduced and 4 closed positions. Its largest new stake was Guggenheim Strategic Opportunities Fund: 19,395 shares worth $302K. The largest sale was New America High Income Fund, Inc., an estimated $1.44M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 16% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q1 2025 buy was Guggenheim Strategic Opportunities Fund: 19,395 shares worth $302K.
  • Smith Asset Management added most to Vanguard Industrials ETF in Q1 2025, an estimated $545K increase.
  • Smith Asset Management's biggest Q1 2025 reduction was AllianceBernstein Global High Income Fund, cutting an estimated $70.6K.
  • Smith Asset Management fully exited New America High Income Fund, Inc. in Q1 2025, selling an estimated $1.44M.
  • Smith Asset Management's ten largest holdings make up 44% of its $106M portfolio in Q1 2025.
  • Smith Asset Management opened 4 new positions and closed 4 in Q1 2025.
  • Smith Asset Management's portfolio value rose 3.4% quarter-over-quarter to $106M.

Based on Smith Asset Management's 13F filing for Q1 2025, filed 19 May 2025.