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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
United Parcel Service
UPS
$94.6B
| $549K | 0.04% |
5,065
-510
| -9% | -$53.5K |
2023 Q4
11 quarters
|
|
452
PIMCO Multi Sector Bond Active ETF
PYLD
$16.7B
| $548K | 0.04% |
21,382
-1,812
| -8% | -$47.2K |
2025 Q4
3 quarters
|
|
453
General Dynamics
GD
$99.3B
| $548K | 0.04% |
1,549
+151
| +11% | +$56.1K |
2024 Q3
8 quarters
|
|
454
Capital Group Dividend Growers ETF
CGDG
$5.98B
| $547K | 0.04% |
14,468
-136,782
| -90% | -$5.23M |
2026 Q1
2 quarters
|
|
455
Stryker
SYK
$123B
| $545K | 0.04% |
1,671
| – | – |
2024 Q4
7 quarters
|
|
456
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$727M
| $544K | 0.04% |
6,276
+719
| +13% | +$63.1K |
2025 Q2
5 quarters
|
|
457
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$1.03B
| $544K | 0.04% |
13,388
+3
| +0% | +$108 |
2025 Q2
5 quarters
|
|
458
Innovator US Equity Power Buffer ETF March
PMAR
$742M
| $544K | 0.04% |
11,247
| – | – |
2023 Q1
14 quarters
|
|
459
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
| $540K | 0.04% |
2,231
+80
| +4% | +$19.5K |
2022 Q1
18 quarters
|
|
460
Vanguard S&P 500 Growth ETF
VOOG
$26B
| $538K | 0.04% |
6,905
-20,071
| -74% | -$1.67M |
2024 Q1
10 quarters
|
|
461
Sabra Healthcare REIT
SBRA
$5.59B
| $533K | 0.04% |
25,365
-505
| -2% | -$10.4K |
2024 Q4
7 quarters
|
|
462
Dell
DELL
$213B
| $531K | 0.04% |
1,617
-689
| -30% | -$324K |
2025 Q3
4 quarters
|
|
463
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
| $528K | 0.04% |
1,030
+282
| +38% | +$148K |
2022 Q1
18 quarters
|
|
464
Novo Nordisk
NVO
$179B
| $526K | 0.04% |
13,038
+127
| +1% | +$5.86K |
2025 Q4
3 quarters
|
|
465
Starbucks
SBUX
$125B
| $523K | 0.04% |
4,961
-1,111
| -18% | -$115K |
2023 Q4
11 quarters
|
|
466
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.61B
| $523K | 0.04% |
15,768
+329
| +2% | +$11.4K |
2026 Q2
1 quarter
|
|
467
JPMorgan Core Plus Bond ETF
JCPB
$17.5B
| $523K | 0.04% |
11,462
-5,288
| -32% | -$244K |
2023 Q4
11 quarters
|
|
468
First Majestic Silver
AG
$7.37B
| $521K | 0.04% |
34,341
-3,920
| -10% | -$72.2K |
2025 Q3
4 quarters
|
|
469
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.31B
| $519K | 0.04% |
5,492
+3,731
| +212% | +$365K |
2026 Q2
1 quarter
|
|
470
UnitedHealth
UNH
$363B
| $519K | 0.04% |
1,316
-122
| -8% | -$49.1K |
2022 Q1
18 quarters
|
|
471
Axon Enterprise
AXON
$24.6B
| $518K | 0.04% |
1,655
+244
| +17% | +$132K |
2026 Q2
1 quarter
|
|
472
iShares Russell Mid-Cap Growth ETF
IWP
$18.1B
| $517K | 0.04% |
4,167
-16
| -0.4% | -$2.25K |
2025 Q4
3 quarters
|
|
473
First Trust Active Factor Large Cap ETF
AFLG
$916M
| $516K | 0.04% |
12,040
+2,287
| +23% | +$101K |
2025 Q4
3 quarters
|
|
474
iShares S&P 500 Value ETF
IVE
$51.3B
| $516K | 0.04% |
2,191
+1,774
| +425% | +$414K |
2026 Q2
1 quarter
|
|
475
Calamos Autocallable Growth ETF
CAGE
| $516K | 0.04% |
18,814
+663
| +4% | +$18.8K |
2026 Q2
1 quarter
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.