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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
iShares Core International Aggregate Bond Fund
IAGG
$13.1B
| $656K | 0.05% |
13,149
+2,113
| +19% | +$105K |
2025 Q2
5 quarters
|
|
402
Atmos Energy
ATO
$29.4B
| $654K | 0.05% |
3,778
+888
| +31% | +$151K |
2025 Q4
3 quarters
|
|
403
Capital One
COF
$117B
| $654K | 0.05% |
3,239
+108
| +3% | +$22.7K |
2025 Q3
4 quarters
|
|
404
Peerless Option Income Wheel ETF
WEEL
$49.4M
| $651K | 0.05% |
33,361
+6,277
| +23% | +$128K |
2025 Q3
4 quarters
|
|
405
Uber
UBER
$141B
| $646K | 0.05% |
9,411
+709
| +8% | +$51.9K |
2026 Q2
1 quarter
|
|
406
Vanguard Information Technology ETF
VGT
$142B
| $644K | 0.05% |
5,932
-414
| -7% | -$49.2K |
2022 Q1
18 quarters
|
|
407
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$98.2M
| $643K | 0.05% |
14,367
+999
| +7% | +$44.9K |
2024 Q3
8 quarters
|
|
408
iShares Core Conservative Allocation ETF
AOK
$855M
| $643K | 0.05% |
15,917
+4,227
| +36% | +$174K |
2022 Q1
18 quarters
|
|
409
Emergent Biosolutions
EBS
$311M
| $642K | 0.05% |
105,862
-5,000
| -5% | -$32.8K |
2025 Q3
4 quarters
|
|
410
NiSource
NI
$21.7B
| $635K | 0.05% |
14,382
+1,416
| +11% | +$60.9K |
2025 Q1
6 quarters
|
|
411
FT Vest Growth-100 Buffer ETF June
QJUN
$718M
| $635K | 0.05% |
20,119
-263
| -1% | -$8.76K |
2023 Q2
13 quarters
|
|
412
First Trust Technology AlphaDEX Fund
FXL
$2.64B
| $634K | 0.05% |
3,213
| – | – |
2025 Q3
4 quarters
|
|
413
Phillips Edison & Co
PECO
$5.26B
| $633K | 0.05% |
15,600
+169
| +1% | +$6.81K |
2023 Q2
13 quarters
|
|
414
Gilead Sciences
GILD
$210B
| $632K | 0.05% |
3,790
+149
| +4% | +$20.9K |
2025 Q2
5 quarters
|
|
415
Emcor
EME
$29.5B
| $629K | 0.05% |
1,033
-763
| -42% | -$588K |
2025 Q1
6 quarters
|
|
416
Analog Devices
ADI
$197B
| $624K | 0.05% |
1,717
-204
| -11% | -$76.8K |
2024 Q3
8 quarters
|
|
417
Defiance Quantum ETF
QTUM
$5.01B
| $621K | 0.05% |
5,038
+571
| +13% | +$85K |
2025 Q3
4 quarters
|
|
418
Oracle
ORCL
$399B
| $621K | 0.05% |
5,350
-1,805
| -25% | -$255K |
2022 Q1
18 quarters
|
|
419
Schwab Short-Term US Treasury ETF
SCHO
$15.5B
| $618K | 0.05% |
25,763
+4,860
| +23% | +$117K |
2023 Q4
11 quarters
|
|
420
Corning
GLW
$106B
| $616K | 0.05% |
5,806
-1,472
| -20% | -$234K |
2025 Q1
6 quarters
|
|
421
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$154M
| $616K | 0.05% |
28,772
+9,845
| +52% | +$211K |
2025 Q3
4 quarters
|
|
422
AZZ Inc
AZZ
$3.98B
| $605K | 0.04% |
4,814
+678
| +16% | +$97.2K |
2025 Q4
3 quarters
|
|
423
iShares Core MSCI EAFE ETF
IEFA
$192B
| $605K | 0.04% |
6,379
+2,602
| +69% | +$257K |
2022 Q1
18 quarters
|
|
424
Capital Group Global Growth Equity ETF
CGGO
$12B
| $602K | 0.04% |
16,374
-322,307
| -95% | -$12.9M |
2026 Q1
2 quarters
|
|
425
Dimensional International Core Equity 2 ETF
DFIC
$15.4B
| $601K | 0.04% |
16,266
-2,804
| -15% | -$108K |
2023 Q4
11 quarters
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.