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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
Stock Yards Bancorp
SYBT
$2.52B
| $709K | 0.05% |
8,949
+49
| +0.6% | +$3.95K |
2025 Q3
4 quarters
|
|
377
VanEck Junior Gold Miners ETF
GDXJ
$7.85B
| $708K | 0.05% |
6,571
+74
| +1% | +$8.41K |
2025 Q3
4 quarters
|
|
378
Dimensional Core Fixed Income ETF
DFCF
$11.6B
| $706K | 0.05% |
17,181
+1,449
| +9% | +$60.1K |
2023 Q4
11 quarters
|
|
379
Kroger
KR
$40.2B
| $706K | 0.05% |
10,421
-30
| -0.3% | -$1.74K |
2022 Q1
18 quarters
|
|
380
Eversource Energy
ES
$26.2B
| $702K | 0.05% |
10,045
+1,458
| +17% | +$104K |
2025 Q4
3 quarters
|
|
381
Western Digital
WDC
$108B
| $701K | 0.05% |
2,656
+58
| +2% | +$28.2K |
2025 Q3
4 quarters
|
|
382
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.8B
| $700K | 0.05% |
7,259
-1,539
| -17% | -$151K |
2024 Q2
9 quarters
|
|
383
Deere & Co
DE
$186B
| $698K | 0.05% |
1,040
+71
| +7% | +$45.2K |
2022 Q3
16 quarters
|
|
384
Bank of New York Mellon
BNY
$102B
| $692K | 0.05% |
4,687
+199
| +4% | +$31.3K |
2024 Q3
8 quarters
|
|
385
Innovator Equity Dual Directional 15 Buffer ETF - April
DDFA
$106M
| $688K | 0.05% |
33,552
| – | – |
2026 Q2
1 quarter
|
|
386
Schwab Fundamental International Small Company Index ETF
FNDC
$3.04B
| $686K | 0.05% |
14,230
-3,725
| -21% | -$187K |
2025 Q2
5 quarters
|
|
387
First Trust Value Line Dividend Fund
FVD
$8.22B
| $685K | 0.05% |
13,436
-74,796
| -85% | -$3.71M |
2022 Q1
18 quarters
|
|
388
Applied Industrial Technologies
AIT
$10.9B
| $684K | 0.05% |
+2,415
| New | +$811K |
2026 Q3
0 quarters
|
|
389
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $684K | 0.05% |
8,613
+3,354
| +64% | +$273K |
2022 Q1
18 quarters
|
|
390
Prudential Financial
PRU
$41.9B
| $683K | 0.05% |
+5,724
| New | +$683K |
2026 Q3
0 quarters
|
|
391
Innovator Equity Dual Directional 15 Buffer ETF - June
DDFZ
$148M
| $680K | 0.05% |
34,855
| – | – |
2026 Q2
1 quarter
|
|
392
First Trust Health Care AlphaDEX Fund
FXH
$1.18B
| $678K | 0.05% |
4,966
-257
| -5% | -$33.2K |
2025 Q2
5 quarters
|
|
393
Capital Group Global Equity ETF
CGGE
$3.3B
| $676K | 0.05% |
20,402
+2,264
| +12% | +$79.3K |
2026 Q1
2 quarters
|
|
394
Innovator Equity Dual Directional 15 Buffer ETF - August
DDFG
| $676K | 0.05% |
+35,000
| New | +$679K |
2026 Q3
0 quarters
|
|
395
Genesco
GCO
$407M
| $674K | 0.05% |
18,688
| – | – |
2025 Q1
6 quarters
|
|
396
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
| $672K | 0.05% |
9,314
+463
| +5% | +$34.6K |
2024 Q3
8 quarters
|
|
397
Kinder Morgan
KMI
$68.1B
| $666K | 0.05% |
22,220
-2,452
| -10% | -$77.7K |
2024 Q3
8 quarters
|
|
398
Ameren
AEE
$31.6B
| $664K | 0.05% |
5,885
+704
| +14% | +$75.9K |
2025 Q1
6 quarters
|
|
399
First Trust Financials AlphaDEX Fund
FXO
$1.09B
| $663K | 0.05% |
10,240
+173
| +2% | +$11.2K |
2025 Q2
5 quarters
|
|
400
FT Vest Technology Dividend Target Income ETF
TDVI
$648M
| $657K | 0.05% |
22,465
+4,842
| +27% | +$150K |
2025 Q3
4 quarters
|
|
Similar funds
Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.