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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
351
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
| $770K | 0.06% |
2,859
-1,520
| -35% | -$424K |
2024 Q4
7 quarters
|
|
352
Pfizer
PFE
$164B
| $768K | 0.06% |
26,122
+9,763
| +60% | +$260K |
2022 Q1
18 quarters
|
|
353
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$491M
| $759K | 0.06% |
25,773
+293
| +1% | +$9.09K |
2023 Q3
12 quarters
|
|
354
Applied Materials
AMAT
$302B
| $755K | 0.06% |
2,270
+152
| +7% | +$77.2K |
2022 Q3
16 quarters
|
|
355
Anfield Universal Fixed Income ETF
AFIF
$224M
| $754K | 0.06% |
+81,169
| New | +$762K |
2026 Q3
0 quarters
|
|
356
Vistra
VST
$45.7B
| $754K | 0.06% |
6,039
+2,937
| +95% | +$432K |
2025 Q2
5 quarters
|
|
357
Emerson Electric
EMR
$91.6B
| $751K | 0.06% |
4,624
+191
| +4% | +$28.7K |
2025 Q2
5 quarters
|
|
358
Newmont
NEM
$117B
| $749K | 0.06% |
6,191
-522
| -8% | -$58.4K |
2025 Q3
4 quarters
|
|
359
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.88B
| $745K | 0.06% |
2,859
+154
| +6% | +$43.5K |
2023 Q3
12 quarters
|
|
360
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.75B
| $745K | 0.06% |
12,967
-358
| -3% | -$22.7K |
2025 Q2
5 quarters
|
|
361
Freeport-McMoran
FCX
$86.7B
| $735K | 0.05% |
12,365
-205
| -2% | -$14K |
2025 Q3
4 quarters
|
|
362
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.47B
| $733K | 0.05% |
5,717
+1,339
| +31% | +$167K |
2022 Q1
18 quarters
|
|
363
SmartFinancial
SMBK
$819M
| $733K | 0.05% |
15,352
-666
| -4% | -$33.6K |
2022 Q1
18 quarters
|
|
364
British American Tobacco
BTI
$131B
| $728K | 0.05% |
11,960
-137
| -1% | -$7.95K |
2022 Q1
18 quarters
|
|
365
Bluerock Private Real Estate Fund
BPRE
| $726K | 0.05% |
59,430
-9,353
| -14% | -$116K |
2025 Q4
3 quarters
|
|
366
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
| $726K | 0.05% |
10,499
+52
| +0.5% | +$3.88K |
2024 Q4
7 quarters
|
|
367
Valero Energy
VLO
$105B
| $724K | 0.05% |
2,090
-255
| -11% | -$86.1K |
2023 Q1
14 quarters
|
|
368
3M
MMM
$96B
| $723K | 0.05% |
3,907
+572
| +17% | +$97.6K |
2022 Q2
17 quarters
|
|
369
Janus Henderson Small Cap Growth Alpha ETF
JSML
$377M
| $723K | 0.05% |
8,434
-1,198
| -12% | -$107K |
2022 Q2
17 quarters
|
|
370
Automatic Data Processing
ADP
$122B
| $722K | 0.05% |
2,379
-545
| -19% | -$145K |
2024 Q2
9 quarters
|
|
371
Lowe's Companies
LOW
$128B
| $721K | 0.05% |
3,210
-124
| -4% | -$25.7K |
2022 Q1
18 quarters
|
|
372
Vanguard US Minimum Volatility ETF
VFMV
$508M
| $720K | 0.05% |
4,955
-1,656
| -25% | -$238K |
2025 Q3
4 quarters
|
|
373
Nike
NKE
$56.1B
| $715K | 0.05% |
18,539
+597
| +3% | +$24K |
2023 Q1
14 quarters
|
|
374
MSCI
MSCI
$46.6B
| $712K | 0.05% |
1,111
+431
| +63% | +$246K |
2026 Q2
1 quarter
|
|
375
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.82B
| $711K | 0.05% |
16,133
+5,005
| +45% | +$230K |
2025 Q2
5 quarters
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.