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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Capital Group Core Balanced ETF
CGBL
$8.04B
| $993K | 0.07% |
27,170
+2,207
| +9% | +$83.2K |
2025 Q4
3 quarters
|
|
302
AllianzIM International Equity Buffer15 Uncapped Jan ETF
JANI
$23.5M
| $991K | 0.07% |
39,462
+1,685
| +4% | +$43.8K |
2026 Q1
2 quarters
|
|
303
Lockheed Martin
LMT
$141B
| $984K | 0.07% |
1,735
-1,918
| -53% | -$1.05M |
2022 Q1
18 quarters
|
|
304
BeOne Medicines Ltd
ONC
$48B
| $980K | 0.07% |
2,409
+2,405
| +60,125% | +$822K |
2026 Q2
1 quarter
|
|
305
U.S. Core Equity 1 Portfolio ETF Class Shares
DCOR
$3.57B
| $979K | 0.07% |
12,011
-1,771
| -13% | -$148K |
2023 Q4
11 quarters
|
|
306
Western Alliance Bancorporation
WAL
$8.14B
| $976K | 0.07% |
12,923
-2,192
| -15% | -$176K |
2024 Q4
7 quarters
|
|
307
Calamos Autocallable Income ETF
CAIE
$1.26B
| $966K | 0.07% |
37,877
-2,036
| -5% | -$54.8K |
2025 Q3
4 quarters
|
|
308
Bitwise Bitcoin ETF
BITB
$2.76B
| $950K | 0.07% |
23,116
-424
| -2% | -$16.4K |
2024 Q2
9 quarters
|
|
309
Q3 All-Season Active Rotation ETF
QVOY
$56.7M
| $949K | 0.07% |
35,304
-181
| -0.5% | -$5.32K |
2024 Q3
8 quarters
|
|
310
TransDigm Group
TDG
$68B
| $943K | 0.07% |
788
+53
| +7% | +$63.7K |
2024 Q3
8 quarters
|
|
311
McDonald's
MCD
$194B
| $942K | 0.07% |
3,407
+832
| +32% | +$219K |
2022 Q1
18 quarters
|
|
312
Seagate
STX
$127B
| $941K | 0.07% |
2,042
-59
| -3% | -$50.4K |
2025 Q3
4 quarters
|
|
313
Marathon Petroleum
MPC
$110B
| $935K | 0.07% |
2,509
+404
| +19% | +$140K |
2025 Q1
6 quarters
|
|
314
Lam Research
LRCX
$295B
| $934K | 0.07% |
4,661
-2,461
| -35% | -$768K |
2024 Q4
7 quarters
|
|
315
Block Inc
XYZ
$51.8B
| $929K | 0.07% |
10,866
-1,220
| -10% | -$97.1K |
2025 Q3
4 quarters
|
|
316
State Street SPDR Portfolio Intermediate Term Corporate Bond Index ETF
SPIB
$11.3B
| $928K | 0.07% |
28,415
+4,108
| +17% | +$136K |
2022 Q1
18 quarters
|
|
317
iShares 7-10 Year Treasury Bond ETF
IEF
$44.2B
| $926K | 0.07% |
10,076
+3,292
| +49% | +$305K |
2022 Q1
18 quarters
|
|
318
Enphase Energy
ENPH
$3.74B
| $924K | 0.07% |
+32,454
| New | +$1.25M |
2026 Q3
0 quarters
|
|
319
Ecolab
ECL
$86.3B
| $921K | 0.07% |
3,062
+583
| +24% | +$162K |
2026 Q2
1 quarter
|
|
320
Vanguard Total World Stock ETF
VT
$83.7B
| $918K | 0.07% |
6,049
+689
| +13% | +$109K |
2026 Q1
2 quarters
|
|
321
FT Vest US Equity Buffer ETF May
FMAY
$1.48B
| $913K | 0.07% |
16,304
-936
| -5% | -$53.3K |
2025 Q4
3 quarters
|
|
322
TJX Companies
TJX
$150B
| $913K | 0.07% |
6,745
+205
| +3% | +$29.6K |
2024 Q2
9 quarters
|
|
323
First Trust Core Investment Grade ETF
FTCB
$2.75B
| $910K | 0.07% |
44,902
+7,798
| +21% | +$160K |
2025 Q4
3 quarters
|
|
324
Dimensional US Equity ETF
DFUS
$21.6B
| $909K | 0.07% |
+11,349
| New | +$942K |
2026 Q3
0 quarters
|
|
325
FT Vest US Equity Buffer ETF November
FNOV
$1.3B
| $904K | 0.07% |
15,311
-210
| -1% | -$12.5K |
2025 Q3
4 quarters
|
|
Similar funds
Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.