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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
State Street Energy Select Sector SPDR ETF
XLE
$42.3B
| $1.21M | 0.09% |
19,709
+7,570
| +62% | +$459K |
2025 Q2
5 quarters
|
|
252
JPMorgan Equity Premium Income ETF
JEPI
$46.4B
| $1.21M | 0.09% |
21,502
-7,580
| -26% | -$432K |
2022 Q1
18 quarters
|
|
253
First Trust North American Energy Infrastructure Fund
EMLP
$4.23B
| $1.21M | 0.09% |
28,174
+1,179
| +4% | +$51.6K |
2022 Q2
17 quarters
|
|
254
FT Vest International Equity Buffer ETF September
YSEP
$136M
| $1.21M | 0.09% |
43,185
+5,130
| +13% | +$144K |
2023 Q4
11 quarters
|
|
255
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
| $1.2M | 0.09% |
11,473
-1,808
| -14% | -$201K |
2023 Q3
12 quarters
|
|
256
FT Vest International Equity Moderate Buffer ETF March
YMAR
$164M
| $1.19M | 0.09% |
41,551
-30
| -0.1% | -$872 |
2024 Q4
7 quarters
|
|
257
FT Vest US Equity Buffer ETF August
FAUG
$1.44B
| $1.19M | 0.09% |
21,222
+1,727
| +9% | +$98.9K |
2025 Q3
4 quarters
|
|
258
Avantis International Equity ETF
AVDE
$19.5B
| $1.19M | 0.09% |
13,606
-2,506
| -16% | -$230K |
2023 Q2
13 quarters
|
|
259
iShares 0-1 Year Treasury Bond ETF
SHV
$21.3B
| $1.18M | 0.09% |
10,705
-1,304
| -11% | -$144K |
2023 Q3
12 quarters
|
|
260
Super Micro Computer
SMCI
$17.3B
| $1.17M | 0.09% |
40,843
+17,681
| +76% | +$601K |
2025 Q3
4 quarters
|
|
261
Citizens Financial Group
CFG
$27.2B
| $1.17M | 0.09% |
18,424
+2,028
| +12% | +$143K |
2025 Q4
3 quarters
|
|
262
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$334M
| $1.16M | 0.09% |
13,958
-237
| -2% | -$19.6K |
2025 Q1
6 quarters
|
|
263
Netflix
NFLX
$256B
| $1.16M | 0.09% |
18,312
+1,183
| +7% | +$88.9K |
2022 Q1
18 quarters
|
|
264
Invesco Short Term Treasury ETF
TBLL
$2.86B
| $1.16M | 0.09% |
10,977
-570
| -5% | -$60.2K |
2025 Q2
5 quarters
|
|
265
iShares S&P 500 Growth ETF
IVW
$72.9B
| $1.16M | 0.09% |
8,931
-58,864
| -87% | -$8.16M |
2022 Q1
18 quarters
|
|
266
Texas Instruments
TXN
$273B
| $1.15M | 0.09% |
4,158
-236
| -5% | -$65.3K |
2023 Q4
11 quarters
|
|
267
Amgen
AMGN
$252B
| $1.15M | 0.08% |
2,498
+1,080
| +76% | +$430K |
2022 Q1
18 quarters
|
|
268
Vanguard Extended Market ETF
VXF
$30B
| $1.14M | 0.08% |
5,084
+466
| +10% | +$112K |
2022 Q1
18 quarters
|
|
269
First Trust Long/Short Equity ETF
FTLS
$2.59B
| $1.14M | 0.08% |
15,395
-288
| -2% | -$21.8K |
2023 Q3
12 quarters
|
|
270
American Electric Power
AEP
$71B
| $1.13M | 0.08% |
8,946
+2,366
| +36% | +$300K |
2023 Q3
12 quarters
|
|
271
Inspire Corporate Bond ETF
IBD
$472M
| $1.13M | 0.08% |
48,506
+6,576
| +16% | +$155K |
2022 Q1
18 quarters
|
|
272
Innovator US Equity Power Buffer ETF October
POCT
$1.13B
| $1.12M | 0.08% |
23,777
-9,041
| -28% | -$426K |
2024 Q3
8 quarters
|
|
273
CME Group
CME
$114B
| $1.12M | 0.08% |
3,646
+968
| +36% | +$255K |
2025 Q3
4 quarters
|
|
274
First Trust Senior Loan Fund ETF
FTSL
$2.5B
| $1.11M | 0.08% |
24,968
+750
| +3% | +$33.6K |
2022 Q1
18 quarters
|
|
275
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.62B
| $1.11M | 0.08% |
21,345
+4,998
| +31% | +$272K |
2025 Q1
6 quarters
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.