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Silver Oak Securities

Silver Oak Securities Portfolio holdings

AUM $1.36B Turnover 17.2%
1-Year Est. Return 21.31%
 

Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.

This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
Cap. Flow
-$245M
Cap. Flow %
-18.08%
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held Equity + Options
2 years
Top 10 Avg Time Held Equity + Options
0.6 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
2 years
Top 10 Avg Time Held Equity only
0.6 years
Top 20 Avg Time Held Equity only
0.8 years

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$20.4M
2
PAAA icon
PGIM AAA CLO ETF
PAAA
+$14.2M
3
FBND icon
Fidelity Total Bond ETF
FBND
+$11.7M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$9.9M
5
XOM icon
ExxonMobil
XOM
+$7.68M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$41.8M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$36.2M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$34.6M
4
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$29.8M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.37%
2 Technology 11.69%
3 Healthcare 4.41%
4 Industrials 3.77%
5 Financials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IHAK icon
426
iShares Cybersecurity and Tech ETF
IHAK
$1.16B
$600K 0.04%
9,037
-140
-2% -$8.97K
2025 Q1
6 quarters
ENB icon
427
Enbridge
ENB
$106B
$600K 0.04%
12,790
+1,047
+9% +$54.1K
2023 Q4
11 quarters
XJUL icon
428
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$41.6M
$600K 0.04%
14,562
+610
+4% +$25.2K
2023 Q3
12 quarters
IJJ icon
429
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.81B
$600K 0.04%
4,182
+181
+5% +$26.5K
2025 Q3
4 quarters
COP icon
430
ConocoPhillips
COP
$160B
$596K 0.04%
4,376
+423
+11% +$52.4K
2023 Q3
12 quarters
RSPN icon
431
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$851M
$593K 0.04%
9,950
+4
+0% +$249
2025 Q2
5 quarters
CGGR icon
432
Capital Group Growth ETF
CGGR
$25.6B
$590K 0.04%
13,160
-68,776
-84% -$3.2M
2026 Q1
2 quarters
FMAR icon
433
FT Vest US Equity Buffer ETF March
FMAR
$1.22B
$588K 0.04%
11,093
+245
+2% +$13K
2025 Q3
4 quarters
XMAR icon
434
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$160M
$584K 0.04%
13,450
+775
+6% +$33.5K
2023 Q1
14 quarters
MBSF icon
435
Regan Floating Rate MBS ETF
MBSF
$265M
$584K 0.04%
22,814
+9,997
+78% +$257K
2025 Q2
5 quarters
CLF icon
436
Cleveland-Cliffs
CLF
$7.34B
$574K 0.04%
50,098
+18,604
+59% +$211K
2025 Q3
4 quarters
JSMD icon
437
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.04B
$572K 0.04%
6,652
-4,794
-42% -$452K
2023 Q4
11 quarters
BNDX icon
438
Vanguard Total International Bond ETF
BNDX
$85.2B
$571K 0.04%
11,991
+3,089
+35% +$147K
2023 Q1
14 quarters
XLF icon
439
State Street Financial Select Sector SPDR ETF
XLF
$55.2B
$569K 0.04%
9,954
+6,443
+184% +$365K
2025 Q1
6 quarters
BOND icon
440
PIMCO Active Bond Exchange-Traded Fund
BOND
$9.11B
$563K 0.04%
6,312
-804
-11% -$72.5K
2022 Q1
18 quarters
FEX icon
441
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.59B
$563K 0.04%
4,207
-127,662
-97% -$17.5M
2022 Q1
18 quarters
PEP icon
442
PepsiCo
PEP
$196B
$561K 0.04%
3,968
-14
-0.4% -$1.93K
2022 Q1
18 quarters
TOST icon
443
Toast
TOST
$20.1B
$560K 0.04%
16,159
+2,047
+15% +$65.9K
2026 Q1
2 quarters
MDT icon
444
Medtronic
MDT
$130B
$560K 0.04%
5,499
+1,594
+41% +$140K
2025 Q3
4 quarters
ADBE icon
445
Adobe
ADBE
$92.1B
$555K 0.04%
2,321
+92
+4% +$23K
2022 Q1
18 quarters
BJUN icon
446
Innovator US Equity Buffer ETF June
BJUN
$242M
$554K 0.04%
11,450
-262
-2% -$12.9K
2024 Q2
9 quarters
XDEC icon
447
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$208M
$552K 0.04%
12,651
+1,018
+9% +$44.2K
2022 Q3
16 quarters
BMY icon
448
Bristol-Myers Squibb
BMY
$128B
$551K 0.04%
8,873
-261
-3% -$16.5K
2024 Q3
8 quarters
F icon
449
Ford
F
$49B
$550K 0.04%
44,202
-6,275
-12% -$87K
2022 Q1
18 quarters
CSX icon
450
CSX Corp
CSX
$94.2B
$549K 0.04%
11,176
+161
+1% +$7.98K
2023 Q2
13 quarters
16 17
18
19 20

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Silver Oak Securities's Q3 2026 Portfolio in Review

As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.

  • Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
  • Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
  • Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
  • Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
  • Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
  • Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
  • Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.

Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.