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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
276
DELISTED
NUVEEN SENIOR INCM FD
NSL
$394K 0.04%
59,716
-116,300
-66% -$767K
IHI icon
277
iShares US Medical Devices ETF
IHI
$2.97B
$393K 0.04%
13,380
-432
-3% -$12.5K
IYH icon
278
iShares US Healthcare ETF
IYH
$3.09B
$393K 0.04%
11,285
+4,080
+57% +$142K
MUB icon
279
iShares National Muni Bond ETF
MUB
$45B
$390K 0.04%
3,515
-7,421
-68% -$821K
ED icon
280
Consolidated Edison
ED
$41.6B
$380K 0.04%
4,558
-1,446
-24% -$124K
NUE icon
281
Nucor
NUE
$54.9B
$376K 0.04%
5,919
-41,477
-88% -$2.43M
EMHY icon
282
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$375K 0.04%
7,456
-4,144
-36% -$208K
XHR
283
Xenia Hotels & Resorts
XHR
$1.94B
$372K 0.04%
17,198
+2,702
+19% +$58.8K
SCHB icon
284
Schwab US Broad Market ETF
SCHB
$42.7B
$371K 0.04%
34,314
-1,878
-5% -$19.7K
DIA icon
285
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$369K 0.04%
1,512
-634
-30% -$150K
TIER
286
DELISTED
TIER REIT, Inc.
TIER
$369K 0.04%
18,117
-15,756
-47% -$311K
FPL
287
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$362K 0.04%
30,268
-6,984
-19% -$83.7K
PNC icon
288
PNC Financial Services
PNC
$99.5B
$356K 0.04%
2,480
+568
+30% +$78.5K
UNP icon
289
Union Pacific
UNP
$181B
$356K 0.04%
2,659
-1,381
-34% -$167K
D icon
290
Dominion Energy
D
$62.8B
$352K 0.04%
4,372
-1,251
-22% -$101K
IDU icon
291
iShares US Utilities ETF
IDU
$1.41B
$350K 0.04%
5,292
-978
-16% -$67.3K
RPAI
292
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$347K 0.04%
25,753
-3,283
-11% -$42.7K
FITB
293
Fifth Third Bancorp
FITB
$51.8B
$346K 0.04%
11,411
-549
-5% -$16K
MCK icon
294
McKesson
MCK
$96.5B
$344K 0.04%
2,181
+696
+47% +$103K
HYLS icon
295
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$338K 0.04%
+6,945
New +$338K
ZROZ icon
296
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.34B
$338K 0.04%
+2,778
New +$329K
LNC icon
297
Lincoln National
LNC
$7.81B
$332K 0.03%
4,312
– –
KBWY icon
298
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$315M
$329K 0.03%
9,259
+725
+8% +$26.5K
CIZ
299
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$328K 0.03%
9,369
+3,161
+51% +$109K
PGX icon
300
Invesco Preferred ETF
PGX
$3.84B
$327K 0.03%
22,047
-24,271
-52% -$364K
10 11
12
13 14

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.