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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
326
First Trust North American Energy Infrastructure Fund
EMLP
$4.22B
$270K 0.03%
10,989
-6,769
-38% -$167K
REGL icon
327
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
$268K 0.03%
4,891
+1,053
+27% +$56.5K
MDT icon
328
Medtronic
MDT
$107B
$267K 0.03%
3,349
-1,147
-26% -$91.9K
NWN icon
329
Northwest Natural Holdings
NWN
$2.17B
$267K 0.03%
4,471
-2,970
-40% -$194K
YUM icon
330
Yum! Brands
YUM
$41B
$267K 0.03%
3,282
-381
-10% -$30.1K
PSX icon
331
Phillips 66
PSX
$84.3B
$265K 0.03%
2,611
-48,458
-95% -$4.61M
CELG
332
DELISTED
Celgene Corp
CELG
$264K 0.03%
2,557
-804
-24% -$90.7K
COST icon
333
Costco
COST
$414B
$262K 0.03%
1,419
-801
-36% -$138K
CLX icon
334
Clorox
CLX
$11.5B
$257K 0.03%
1,722
+32
+2% +$4.35K
FIS icon
335
Fidelity National Information Services
FIS
$21.3B
$256K 0.03%
2,718
-937
-26% -$88.1K
VDE icon
336
Vanguard Energy ETF
VDE
$10.2B
$256K 0.03%
2,569
-9,778
-79% -$919K
XLV icon
337
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$256K 0.03%
3,104
-28,940
-90% -$2.39M
LNT icon
338
Alliant Energy
LNT
$19.5B
$255K 0.03%
5,965
-11,714
-66% -$511K
HPQ icon
339
HP
HPQ
$23.2B
$254K 0.03%
+12,102
New +$257K
AVB icon
340
AvalonBay Communities
AVB
$27.2B
$249K 0.03%
1,390
+18
+1% +$3.27K
AOS icon
341
A.O. Smith
AOS
$8.3B
$248K 0.03%
+4,088
New +$248K
TMO icon
342
Thermo Fisher Scientific
TMO
$208B
$247K 0.03%
1,290
-799
-38% -$153K
ITOT icon
343
iShares Core S&P Total US Stock Market ETF
ITOT
$93.1B
$242K 0.03%
3,955
-16,755
-81% -$998K
DBC icon
344
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$238K 0.02%
+14,492
New +$232K
AVY icon
345
Avery Dennison
AVY
$12.1B
$236K 0.02%
+2,059
New +$223K
VTR icon
346
Ventas
VTR
$48.5B
$230K 0.02%
3,835
-2,240
-37% -$142K
FDC
347
DELISTED
First Data Corporation
FDC
$226K 0.02%
13,700
-1,400
-9% -$24.1K
CXP
348
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$225K 0.02%
9,809
-6,962
-42% -$154K
PGF icon
349
Invesco Financial Preferred ETF
PGF
$676M
$223K 0.02%
11,857
-2,354
-17% -$44.6K
SCHE icon
350
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$218K 0.02%
+7,738
New +$213K
12 13
14
15 16

Similar funds

TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.