SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+15.44%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$965M
AUM Growth
-$785M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
639
New
Increased
Reduced
Closed

Top Buys

1
+$7.83M
2
+$5.87M
3
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

1
+$41.1M
2
+$37.8M
3
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMO
376
DELISTED
Capstead Mortgage Corp.
CMO
$131K 0.01%
15,385
-1,756
LEO
377
BNY Mellon Strategic Municipals
LEO
$396M
$128K 0.01%
14,723
NAP
378
DELISTED
Navios Maritime Midstream Partrs
NAP
$128K 0.01%
13,099
+2,365
ABR icon
379
Arbor Realty Trust
ABR
$1.59B
$127K 0.01%
14,742
-65,858
JFR icon
380
Nuveen Floating Rate Income Fund
JFR
$1.21B
$124K 0.01%
11,000
-9,800
BCX icon
381
BlackRock Resources & Commodities Strategy Trust
BCX
$926M
$117K 0.01%
11,894
+817
RCMT icon
382
RCM Technologies
RCMT
$219M
$77K 0.01%
+12,339
ADAM
383
Adamas Trust
ADAM
$721M
$76K 0.01%
3,096
+498
PIM
384
Putnam Master Intermediate Income Trust
PIM
$157M
$70K 0.01%
+14,627
RESN
385
DELISTED
Resonant Inc.
RESN
$70K 0.01%
+10,000
CHK
386
DELISTED
Chesapeake Energy Corporation
CHK
$53K 0.01%
+67
QUIK icon
387
QuickLogic
QUIK
$222M
$44K ﹤0.01%
1,796
-22
DMK
388
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$44K ﹤0.01%
+143
DHF
389
BNY Mellon High Yield Strategies Fund
DHF
$178M
$42K ﹤0.01%
12,500
NVLN
390
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$34K ﹤0.01%
+11,299
ATRS
391
DELISTED
Antares Pharma, Inc.
ATRS
$32K ﹤0.01%
15,800
WIN
392
DELISTED
Windstream Holdings Inc
WIN
$30K ﹤0.01%
3,192
IUSB icon
393
iShares Core Universal USD Bond ETF
IUSB
$36.5B
– –
-7,175
IWN icon
394
iShares Russell 2000 Value ETF
IWN
$13.3B
– –
-1,826
IWV icon
395
iShares Russell 3000 ETF
IWV
$18.7B
– –
-1,589
IYF icon
396
iShares US Financials ETF
IYF
$3.45B
– –
-8,864
IYLD icon
397
iShares Morningstar Multi-Asset Income ETF
IYLD
$128M
– –
-12,935
JBHT icon
398
JB Hunt Transport Services
JBHT
$23.5B
– –
-4,451
K
399
DELISTED
Kellanova
K
– –
-3,544
KEY icon
400
KeyCorp
KEY
$24.1B
– –
-15,183
14 15
16
17 18