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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMO
376
DELISTED
Capstead Mortgage Corp.
CMO
$131K 0.01%
15,385
-1,756
-10% -$16.1K
LEO
377
BNY Mellon Strategic Municipals
LEO
$388M
$128K 0.01%
14,723
– –
NAP
378
DELISTED
Navios Maritime Midstream Partrs
NAP
$128K 0.01%
13,099
+2,365
+22% +$20.3K
ABR icon
379
Arbor Realty Trust
ABR
$964M
$127K 0.01%
14,742
-65,858
-82% -$560K
JFR icon
380
Nuveen Floating Rate Income Fund
JFR
$1.23B
$124K 0.01%
11,000
-9,800
-47% -$111K
BCX icon
381
BlackRock Resources & Commodities Strategy Trust
BCX
$903M
$117K 0.01%
11,894
+817
+7% +$7.36K
RCMT icon
382
RCM Technologies
RCMT
$197M
$77K 0.01%
+12,339
New +$79.3K
ADAM
383
Adamas Trust
ADAM
$783M
$76K 0.01%
3,096
+498
+19% +$12.5K
PIM
384
Franklin Master Intermediate Income Trust
PIM
$153M
$70K 0.01%
+14,627
New +$69.4K
RESN
385
DELISTED
Resonant Inc.
RESN
$70K 0.01%
+10,000
New +$56.5K
CHK
386
DELISTED
Chesapeake Energy Corporation
CHK
$53K 0.01%
+67
New +$52.2K
QUIK icon
387
QuickLogic
QUIK
$222M
$44K ﹤0.01%
1,796
-22
-1% -$496
DMK
388
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$44K ﹤0.01%
+143
New +$47K
DHF
389
BNY Mellon High Yield Strategies Fund
DHF
$171M
$42K ﹤0.01%
12,500
– –
NVLN
390
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$34K ﹤0.01%
+11,299
New +$54.3K
ATRS
391
DELISTED
Antares Pharma, Inc.
ATRS
$32K ﹤0.01%
15,800
– –
WIN
392
DELISTED
Windstream Holdings Inc
WIN
$30K ﹤0.01%
3,192
– –
WMT icon
393
CALL
Walmart Inc
WMT
$866B
$7K ﹤0.01%
600
– –
AADR icon
394
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.4M
– –
-7,364
Closed -$411K
ACN icon
395
Accenture
ACN
$88.5B
– –
-1,622
Closed -$219K
ACWV icon
396
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.25B
– –
-3,703
Closed -$299K
ADM icon
397
Archer Daniels Midland
ADM
$41.9B
– –
-116,527
Closed -$4.96M
ADNT icon
398
Adient
ADNT
$1.59B
– –
-2,604
Closed -$222K
ADP icon
399
Automatic Data Processing
ADP
$99.1B
– –
-2,498
Closed -$272K
ADX icon
400
Adams Diversified Equity Fund
ADX
$3.19B
– –
-100,890
Closed -$1.53M
14 15
16
17 18

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GES
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AS
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QAM
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BTIS
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GL
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IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
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SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.