SII Investments’s Capstead Mortgage Corp. CMO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-15,385	Closed	-$131K	–	390
2017 Q4	$131K	Sell	15,385 -1,756	-10%	-$16.1K	0.01%	376
2017 Q3	$168K	Sell	17,141 -990	-5%	-$9.74K	0.01%	560
2017 Q2	$184K	Hold	18,131	–	–	0.01%	552
2017 Q1	$192K	Sell	18,131 -1,030	-5%	-$10.9K	0.01%	572
2016 Q4	$192K	Sell	19,161 -7,040	-27%	-$69.1K	0.01%	550
2016 Q3	$247K	Sell	26,201 -11,960	-31%	-$119K	0.02%	494
2016 Q2	$379K	Sell	38,161 -7,200	-16%	-$70.2K	0.03%	383
2016 Q1	$452K	Sell	45,361 -2,399	-5%	-$22.3K	0.04%	328
2015 Q4	$409K	Sell	47,760 -351	-0.7%	-$3.38K	0.05%	289
2015 Q3	$479K	Buy	48,111 +3,009	+7%	+$32.6K	0.06%	298
2015 Q2	$519K	Buy	45,102 +1,269	+3%	+$15K	0.06%	280
2015 Q1	$526K	Sell	43,833 -4,991	-10%	-$60K	0.06%	279
2014 Q4	$587K	Sell	48,824 -492	-1%	-$6.25K	0.08%	234
2014 Q3	$592K	Sell	49,316 -492	-1%	-$6.42K	0.08%	236
2014 Q2	$679K	Buy	49,808 +4,008	+9%	+$52K	0.1%	214
2014 Q1	$551K	Sell	45,800 -667	-1%	-$8.42K	0.1%	211
2013 Q4	$558K	Buy	46,467 +675	+1%	+$8.06K	0.1%	222
2013 Q3	$549K	Buy	+45,792	New	+$542K	0.13%	173